BREEDEN CAPITAL MANAGEMENT LLC
CRD #139021 SEC #801-65744 GREENWICH, CT 203-618-0065
SEC Registered Private Funds
Total AUM
$645.7M
Discretionary
$645.7M
Employees
11
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHN, ELLEN, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FENTON, JOSHUA, WOOLSTON | I | DIRECTOR OF RESEARCH AND TRADING | NA | Control |
| GERARD, ROBERT, ALAN | I | MEMBER | NA | |
| HARRISON, NORMAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, NORMAN, JOSEPH | I | COO | NA | Control |
| HARRISON, NORMAN, JOSEPH | I | MANAGER | NA | Control |
| HARRISON, NORMAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, NANDITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, MORGAN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, MORGAN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CFO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CFO/CCO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CFO/CCO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CFO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CFO | NA | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO AND MANAGING MEMBER | E | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO AND MANAGING MEMBER | E | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO AND MANAGING MEMBER | E | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO | E | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO AND MANAGING MEMBER | E | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO | D | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO | D | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO | D | Control |
| BREEDEN, RICHARD, CARROLL | I | CEO | D | Control |
| BREEDEN, RICHARD | I | CEO | C | Control |
| BREEDEN, RICHARD | I | CEO | C | Control |
| BREEDEN, RICHARD | I | CEO | C | Control |
| BREEDEN, RICHARD | I | CEO | C | Control |
| BREEDEN, RICHARD | I | CEO | C | Control |
| MIMRAN, DAVID, J. | I | MANAGER | C | Control |
| MIMRAN, DAVID, J. | I | MANAGER | C | Control |
| MIMRAN, DAVID, J. | I | MANAGER | C | Control |
| MIMRAN, DAVID, J. | I | MANAGER | C | Control |
| MIMRAN, DAVID, J. | I | MANAGER | C | Control |
| COTTER, JAMES, M. | I | MANAGER | B | Control |
| COTTER, JAMES, M. | I | MANAGER | B | Control |
| COTTER, JAMES, M. | I | MANAGER | B | Control |
| COTTER, JAMES, M. | I | MANAGER | B | Control |
| COTTER, JAMES, M. | I | MANAGER | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | SENIOR MANAGING DIRECTOR | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| COTTER, JAMES, MICHAEL | I | DEPUTY CHAIRMAN | B | Control |
| QUAMME, STEVEN, JEROME | I | MANAGER | B | Control |
| QUAMME, STEVEN, JEROME | I | COO | B | Control |
| QUAMME, STEVEN, JEROME | I | MEMBER | B | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | MEMBER | A | |
| FENTON, JOSHUA, WOOLSTON | I | DIRECTOR OF RESEARCH AND TRADING | A | Control |
| FENTON, JOSHUA, WOOLSTON | I | DIRECTOR OF RESEARCH AND TRADING | A | Control |
| SMITH, MAYO, THOMAS | I | MANAGING DIRECTOR | A | |
| SMITH, MAYO, THOMAS | I | MANAGING DIRECTOR | A | |
| SMITH, MAYO, THOMAS | I | MANAGING DIRECTOR | A | |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
| STELLWAGEN, MICHAEL, GERARD | I | CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CT
Address
100 NORTHFIELD STREETGREENWICH, CT 06830
United States
Phone: 203-618-0065