RIA Intelligence

FORT MASON CAPITAL LLC

CRD #139025 SEC #801-65953 S.F., CA 415-249-3388
SEC Registered
Total AUM
$120M
Discretionary
$120M
Employees
10
Clients
0
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 6, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMOLEN, DAVID, ANTHONYICHIEF COMPLIANCE OFFICER, CHIEF OPERATING & FINANCIAL OFFICERNA Control
GERMAN, DANIEL, HENRYIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
GERMAN, DANIEL, HENRYIMANAGING MEMBERE Control
GERMAN, DANIEL, HENRYIMANAGING MEMBERE Control

Registrations

Federal

IA
Jan 6, 2006 REGISTERED

Notice Filings (1)

CA

Address

456 MONTGOMERY ST. 22ND FLOOR
S.F., CA 94104
USA
Phone: 415-249-3388