BROMPTON CROSS CAPITAL ADVISERS, LLC
CRD #139047 SEC #801-65935 NEW YORK, NY 212-488-1665
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 5, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NGUYEN, JAMES, MINH | I | ANALYST/MEMBER | NA | |
| BOSWICK, SEAN, MORGANSTORM | I | CEO/MANAGING MEMBER | D | Control |
| HARRISON, EDWARD, DANIEN | I | CCO/COO/CFO/MEMBER | B | |
| CIHRA, ROBERT, GEORGE | I | ANALYST/MEMBER | A | |
| PHILO, ERIC, SCOTT | I | ANALYST/MEMBER | A |
Registrations
Federal
IA
Jan 5, 2006 REGISTERED
Address
780 THIRD AVENUE45TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-488-1665