SIGNAL CAPITAL MANAGEMENT, LLC
CRD #139095 SEC #801-65823 LOS ANGELES, CA 310-284-3706
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROMBERG, DAVID | I | DIRECTOR | NA | |
| BROMBERG, DAVID | I | ADVISER | NA | |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO | NA | Control |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO | NA | Control |
| RODGERS, SHANE, XAVIER GABRIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| SIGNAL COMPANIES, INC. | DE | MEMBER | E | Control |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| LITTLEFIELD, DAVID, JAMES | I | MEMBER | B | |
| BROMBERG, DAVID | I | ADVISER | A | |
| KLEIN, ARNOLD, MARTIN | I | PRESIDENT & COO/CHIEF COMPLIANCE OFFICER | A | Control |
| PORTER, ROBERT | I | MEMBER | A | |
| PORTER, ROBERT | I | MEMBER | A | |
| PORTER, ROBERT | I | MEMBER | A | |
| PORTER, ROBERT | I | MEMBER | A | |
| PORTER, ROBERT | I | MEMBER | A | |
| PORTER, ROBERT | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RODGERS, SHANE, XAVIER GABRIEL | I | SIGNAL COMPANIES, INC. | E | Control |
| RODGERS, SHANE, XAVIER GABRIEL | I | SIGNAL COMPANIES, INC. | E | Control |
| RODGERS, SHANE, XAVIER GABRIEL | I | SIGNAL COMPANIES, INC. | E | Control |
| RODGERS, SHANE, XAVIER GABRIEL | I | SIGNAL COMPANIES, INC. | E | Control |
| RODGERS, SHANE, XAVIER GABRIEL | I | SIGNAL COMPANIES, INC. | E | Control |
Registrations
Federal
IA
Dec 20, 2005 REGISTERED
Address
1800 CENTURY PARK EASTSUITE 600
LOS ANGELES, CA 90067
USA
Phone: 310-284-3706