RIA Intelligence

FIRST CAPITAL ALLIANCE LLC

CRD #139100 SEC #801-66233 CHICAGO, IL 312-362-2050
SEC Registered
Total AUM
$52.4M
Discretionary
$52.4M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 10, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHU, HENRY, MINGCHANGIMEMBER/CHIEF COMPLIANCE OFFICERD Control
CHU, HENRY, MINGCHANGIMEMBER/CHIEF COMPLIANCE OFFICERD Control
CHU, HENRY, MINGCHANGIMEMBERD Control
NEWMAN, RICHARD, JAYIMEMBERD Control
NEWMAN, RICHARD, JAYIMEMBERD Control
NEWMAN, RICHARD, JAYIMEMBERD Control

Registrations

Federal

IA
Feb 10, 2006 REGISTERED

Notice Filings (11)

AZ CA FL IL MA MI NC NJ NV TX VA

Address

440 S. LA SALLE
SUITE 1614
CHICAGO, IL 60605
USA
Phone: 312-362-2050