COTTON HALL ASSET MANAGEMENT, LLC
CRD #139132 SEC #801-66334 NEW YORK, NY 212-313-6700
SEC Registered
Total AUM
$430M
Discretionary
$430M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURGIDA, JACOB, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | COO | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | CCO | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | CCO | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | CCO | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURGIDA, JACOB, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON HALL, LLC | DE | LIMITED LIABILITY COMPANY | NA | |
| COTTON HALL, LLC | DE | LIMITED LIABILITY COMPANY | NA | |
| COTTON HALL, LLC | DE | GENERAL PARTNER | NA | Control |
| GOULD, LEON, D | I | TRUSTEE | NA | Control |
| GOULD, LEON, D | I | TRUSTEE | NA | Control |
| GUBBAY, DAVID | I | TRUSTEE | NA | Control |
| GUBBAY, DAVID | I | TRUSTEE | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MOROSS, DOMINIC, HENRY | I | PRESIDENT | NA | Control |
| MUSEN, KENNETH, NEIL | I | TRUSTEE | NA | Control |
| MUSEN, KENNETH, NEIL | I | TRUSTEE | NA | Control |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | TRUST | E | |
| THE VENUS TRUST | DE | LIMITED PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOULD, LEON, D | I | THE VENUS TRUST | F | Control |
| GOULD, LEON, DORIN | I | THE VENUS TRUST | F | Control |
| GOULD, LEON, DORIN | I | THE VENUS TRUST | F | Control |
| GOULD, LEON, DORIN | I | THE VENUS TRUST | F | Control |
| GOULD, LEON, DORIN | I | THE VENUS TRUST | F | Control |
| GUBBAY, DAVID | I | THE VENUS TRUST | F | Control |
| GUBBAY, DAVID | I | THE VENUS TRUST | F | Control |
| GUBBAY, DAVID | I | THE VENUS TRUST | F | Control |
| GUBBAY, DAVID | I | THE VENUS TRUST | F | Control |
| GUBBAY, DAVID | I | THE VENUS TRUST | F | Control |
| MOROSS, DOMINIC, HENRY | I | COTTON HALL, LLC | F | Control |
| MUSEN, KENNETH, NEIL | I | THE VENUS TRUST | F | Control |
| MUSEN, KENNETH, NEIL | I | THE VENUS TRUST | F | Control |
| MUSEN, KENNETH, NEIL | I | THE VENUS TRUST | F | Control |
| MUSEN, KENNETH, NEIL | I | THE VENUS TRUST | F | Control |
| MUSEN, KENNETH, NEIL | I | THE VENUS TRUST | F | Control |
| GOULD, LEON, DORIN | I | COTTON HALL, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Address
450 PARK AVENUE 3RD FLOORNEW YORK, NY 10022
USA
Phone: 212-313-6700