SB SCHONFELD FUND ADVISORS LLC
CRD #139150 SEC #801-65924 NEW YORK, NY 212-832-0900
SEC Registered
Total AUM
$207.8M
Discretionary
$207.8M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISHMAN, ANDREW, MARK | I | PRESIDENT | NA | Control |
| FISHMAN, ANDREW, MARK | I | PRESIDENT | NA | Control |
| FISHMAN, ANDREW, MARK | I | PRESIDENT | NA | Control |
| GOLDBERG, CARL, STEPHEN | I | CCO | NA | |
| PECKMAN, MARK, HARRY | I | GENERAL COUNSEL | NA | |
| PECKMAN, MARK, HARRY | I | GENERAL COUNSEL | NA | |
| PECKMAN, MARK, HARRY | I | GENERAL COUNSEL | NA | |
| PETERS, MARK | I | EXECUTIVE V.P. | NA | Control |
| PETERS, MARK | I | EXECUTIVE V.P. | NA | Control |
| PETERS, MARK | I | EXECUTIVE V.P. | NA | Control |
| RHUDY, DAVID, WALTER | I | DIRECTOR OF STRATEGIC PLANNING AND INVESTOR RELATIONS | NA | Control |
| SCHONFELD, STEVEN, BART | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| SCHONFELD, STEVEN, BART | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| SCHONFELD, STEVEN, BART | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, PHILIP, K | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, PHILIP, K | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHONFELD GROUP HOLDINGS LLC | DE | MEMBER | E | Control |
| SCHONFELD GROUP HOLDINGS LLC | DE | MEMBER | E | Control |
| SCHONFELD GROUP HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP, INC. | E | Control |
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP, INC. | E | Control |
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP, INC. | E | Control |
| SCHONFELD GROUP, INC. | DE | SCHONFELD GROUP HOLDINGS LLC | C | Control |
| SCHONFELD GROUP, INC. | DE | SCHONFELD GROUP HOLDINGS LLC | C | Control |
| SCHONFELD GROUP, INC. | DE | SCHONFELD GROUP HOLDINGS LLC | C | Control |
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP HOLDINGS LLC | C | Control |
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP HOLDINGS LLC | C | Control |
| SCHONFELD, STEVEN, BART | I | SCHONFELD GROUP HOLDINGS LLC | C | Control |
Registrations
Federal
IA
May 2, 2007 REGISTERED
Address
460 PARK AVE19TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-832-0900