M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C.
CRD #139177 SEC #801-66901 NEW YORK, NY 212-730-2000
SEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
Employees
--
Clients
--
Accounts
29
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EVANS, JAMES, HAMILTON | I | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | NA | Control |
| EVANS, JAMES, HAMILTON | I | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | NA | Control |
| EVANS, JAMES, HAMILTON | I | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | NA | Control |
| EVANS, JAMES, HAMILTON | I | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | NA | Control |
| EVANS, JAMES, HAMILTON | I | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | NA | Control |
| FISHBANE, DANIEL, MITCHEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| MILLER, HOLLY, HYLTON | I | SR. VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SR. VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SR. VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SR. VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | SENIOR VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | SENIOR VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | SENIOR VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | SENIOR VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| M.D. SASS INVESTORS SERVICES, INC. | DE | MEMBER | E | Control |
| M.D. SASS INVESTORS SERVICES, INC. | DE | MEMBER | E | Control |
| M.D. SASS INVESTORS SERVICES, INC. | DE | MEMBER | E | Control |
| M.D. SASS INVESTORS SERVICES, INC. | DE | MEMBER | E | Control |
| M.D. SASS INVESTORS SERVICES, INC. | DE | MEMBER | E | Control |
| 1185 ADVISORS, LLC | DE | MEMBER | C | Control |
| 1185 ADVISORS, LLC | DE | MEMBER | C | Control |
| 1185 ADVISORS, LLC | DE | MEMBER | C | Control |
| 1185 ADVISORS, LLC | DE | MEMBER | C | Control |
| 1185 ADVISORS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EVANS, JAMES, HAMILTON | I | 1185 ADVISORS, LLC | E | Control |
| EVANS, JAMES, HAMILTON | I | 1185 ADVISORS, LLC | E | Control |
| EVANS, JAMES, HAMILTON | I | 1185 ADVISORS, LLC | E | Control |
| EVANS, JAMES, HAMILTON | I | 1185 ADVISORS, LLC | E | Control |
| EVANS, JAMES, HAMILTON | I | 1185 ADVISORS, LLC | E | Control |
| SASS, MARTIN, DOUGLAS | I | M.D. SASS INVESTORS SERVICES, INC. | D | Control |
| SASS, MARTIN, DOUGLAS | I | M.D. SASS INVESTORS SERVICES, INC. | D | Control |
| SASS, MARTIN, DOUGLAS | I | M.D. SASS INVESTORS SERVICES, INC. | D | Control |
| SASS, MARTIN, DOUGLAS | I | M.D. SASS INVESTORS SERVICES, INC. | D | Control |
| SASS, MARTIN, DOUGLAS | I | M.D. SASS INVESTORS SERVICES, INC. | D | Control |
| LAMLE, HUGH, ROY | I | M.D. SASS INVESTORS SERVICES, INC. | C | Control |
| LAMLE, HUGH, ROY | I | M.D. SASS INVESTORS SERVICES, INC. | C | Control |
| LAMLE, HUGH, ROY | I | M.D. SASS INVESTORS SERVICES, INC. | C | Control |
| LAMLE, HUGH, ROY | I | M.D. SASS INVESTORS SERVICES, INC. | C | Control |
| LAMLE, HUGH, ROY | I | M.D. SASS INVESTORS SERVICES, INC. | C | Control |
Registrations
Federal
IA
Apr 13, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1185 AVENUE OF THE AMERICASNEW YORK, NY 10036
USA
Phone: 212-730-2000