DSC ALPHA ADVISORS, LLC
CRD #139206 SEC #801-66173 PALM BEACH GARDENS, FL 561.841.3005
SEC Registered
Total AUM
$160.5M
Discretionary
$160.5M
Employees
5
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPUNGIN, MARC, ALAN | I | MANAGING MEMBER | E | Control |
| SPUNGIN, MARC, ALAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| DSC ADVISORS, L.P. | DE | MEMBER | C | Control |
| DSC ADVISORS, L.P. | DE | MEMBER | C | Control |
| SPUNGIN, MARC, ALAN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| SPUNGIN, MARC, ALAN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| BCB CONSULTANTS, LLC | DE | MEMBER | A | |
| BCB CONSULTANTS, LLC | DE | MEMBER | A | |
| GUPTA, PRASHANT | I | MEMBER | A | |
| GUPTA, PRASHANT | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BLUHM WOLF, MEREDITH, ANN | I | THE MEREDITH A. BLUHM 1996 TRUST | F | Control |
| BLUHM WOLF, MEREDITH, ANN | I | THE MEREDITH A. BLUHM 1996 TRUST | F | Control |
| BLUHM, ANDREW, GORDON | I | DSC ADVISORS, LLC | F | Control |
| BLUHM, ANDREW, GORDON | I | 2003 AGB FAMILY DYNASTY TRUST | F | Control |
| BLUHM, ANDREW, GORDON | I | THE ANDREW G. BLUHM 1997 REVOCABLE TRUST | F | Control |
| BLUHM, ANDREW, GORDON | I | DSC ADVISORS, LLC | F | Control |
| BLUHM, ANDREW, GORDON | I | 2003 AGB FAMILY DYNASTY TRUST | F | Control |
| BLUHM, ANDREW, GORDON | I | THE ANDREW G. BLUHM 1997 REVOCABLE TRUST | F | Control |
| BLUHM, LESLIE, NAN | I | THE LESLIE N. BLUHM 1995 REVOCABLE TRUST | F | Control |
| BLUHM, LESLIE, NAN | I | THE LESLIE N. BLUHM 1995 REVOCABLE TRUST | F | Control |
| DSC ADVISORS, L.L.C. | DE | DSC ADVISORS, L.P. | F | Control |
| DSC ADVISORS, L.L.C. | DE | DSC ADVISORS, L.P. | F | Control |
| 2003 AGB FAMILY DYNASTY TRUST | DE | DSC ADVISORS, L.L.C. | E | Control |
| 2003 AGB FAMILY DYNASTY TRUST | DE | DSC ADVISORS, L.L.C. | E | Control |
| BLACK, BRIAN, C | I | BCB CONSULTANTS, LLC | E | Control |
| BLACK, BRIAN, C | I | BCB CONSULTANTS, LLC | E | Control |
| 2003 AGB FAMILY DYNASTY TRUST | DE | DSC ADVISORS, LP | C | Control |
| 2003 AGB FAMILY DYNASTY TRUST | DE | DSC ADVISORS, LP | C | Control |
| LAMB COMPANY, LLC | DE | DSC ADVISORS, LP | C | Control |
| LAMB COMPANY, LLC | DE | DSC ADVISORS, LP | C | Control |
| THE ANDREW G. BLUHM 1997 REVOCABLE TRUST | DE | LAMB COMPANY, LLC | C | Control |
| THE ANDREW G. BLUHM 1997 REVOCABLE TRUST | DE | LAMB COMPANY, LLC | C | Control |
| THE LESLIE N. BLUHM 1995 REVOCABLE TRUST | DE | LAMB COMPANY, LLC | C | Control |
| THE LESLIE N. BLUHM 1995 REVOCABLE TRUST | DE | LAMB COMPANY, LLC | C | Control |
| THE MEREDITH A. BLUHM 1996 TRUST | DE | LAMB COMPANY, LLC | C | Control |
| THE MEREDITH A. BLUHM 1996 TRUST | DE | LAMB COMPANY, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
FL
Address
3148 SAN MICHELE DRIVEPALM BEACH GARDENS, FL 33418
USA
Phone: 561.841.3005