RIA Intelligence

MACQUARIE FUNDS MANAGEMENT (USA) INC.

Legal name: MACQUARIE FUNDS MANAGEMENT

CRD #139279 SEC #801-66345 CARLSBAD, CA 760-688-3800
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
11
Clients
--
Accounts
16

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
Jun 28, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARRY, ROSE, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
BARRY, ROSE, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
BARRY, ROSE, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BECKER, ERIC, JOHNIPRESIDENTNA Control
BECKER, ERIC, JOHNIDIRECTORNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BLAKE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BRAKEY, JOHN, LESLIEIDIRECTORNA Control
BRAKEY, JOHN, LESLIEIDIRECTORNA Control
BRAKEY, JOHN, LESLIEIDIRECTORNA Control
BRAKEY, JOHN, LESLIEIDIRECTORNA Control
BRAKEY, JOHN, LESLIEIDIRECTORNA Control
BRUCK, BENJAMIN, MATTHAUSIDIRECTORNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA
CHMURA, SUZANNE, GICHIEF COMPLIANCE OFFICERNA
CHMURA, SUZANNE, GICHIEF COMPLIANCE OFFICERNA Control
CHMURA, SUZANNE, GICHIEF COMPLIANCE OFFICERNA
FINK, WILLIAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
FRATUS, RICK, JOHNIDIRECTORNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
KIM, JOHNICHIEF LEGAL OFFICERNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIPRESIDENTNA Control
LUKIN, MICHAELIPRESIDENTNA Control
LUKIN, MICHAELIPRESIDENTNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
LUKIN, MICHAELIDIRECTORNA Control
MARTENSON, PETER, THOMASICEO AND DIRECTORNA Control
MARTENSON, PETER, THOMASICEO AND DIRECTORNA Control
MARTENSON, PETER, THOMASICEO AND DIRECTORNA Control
MARTENSON, PETER, THOMASICEO AND DIRECTORNA Control
MARTENSON, PETER, THOMASICEO AND DIRECTORNA Control
MARTIN, LAURA, GAILICHIEF COMPLIANCE OFFICERNA Control
MARTIN, LAURA, GAILICHIEF COMPLIANCE OFFICERNA Control
MARTIN, LAURA, GAILICHIEF COMPLIANCE OFFICERNA Control
MARTIN, LAURA, GAILICHIEF COMPLIANCE OFFICERNA Control
RIVERA, CHRISTINE, RISECRETARYNA
RIVERA, CHRISTINE, RISECRETARYNA
RIVERA, CHRISTINE, RISECRETARYNA
RIVERA, CHRISTINE, RISECRETARYNA
TORLINE, MARK, GREGORYIDIRECTORNA
TORLINE, MARK, GREGORYIDIRECTORNA
WALKER, LOUISEIDIRECTORNA Control
WOODS, BRENDENIDIRECTORNA Control
WOODS, BRENDENIDIRECTORNA Control
WORRALL, SALLY, LOUISEICHIEF COMPLIANCE OFFICERNA
MACQUARIE INVESTMENT HOLDINGS INC.DEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCFEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MACQUARIE TRADING SERVICES INCDEDIRECT OWNERE Control
MIHI LLCDEDIRECT OWNERE Control
MIHI LLCDEDIRECT OWNERE Control
MIHI LLCDEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MACQUARIE AMERICA HOLDINGS INC.DEMACQUARIE FICC HOLDINGS USA INCE Control
MACQUARIE AMERICA HOLDINGS INC.DEMACQUARIE FICC HOLDINGS USA INCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FINANCIAL HOLDINGS (USA) LLCE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE EQUITIES (US) HOLDING PTY LTDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE EQUITIES (US) HOLDING PTY LTDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LTDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LTDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LTDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LTDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE FICC HOLDINGS USA INC.DEMACQUARIE TRADING SERVICES INC.E Control
MACQUARIE FICC HOLDINGS USA INC.DEMACQUARIE TRADING SERVICES INC.E Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FINANCIAL HOLDINGS (USA) LLCDEMACQUARIE SERVICES (USA) PARTNERSE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE AMERICA HOLDINGS INCE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUND HOLDINGS INC.DEMACQUARIE AMERICA HOLDINGS INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.FEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE FUNDING HOLDINGS INC.DEMACQUARIE TRADING SERVICES INCE Control
MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDE Control
MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
MACQUARIE HOLDINGS (USA) INC.DEMACQUARIE INVESTMENT HOLDINGS INC.E Control
MACQUARIE HOLDINGS (USA) INC.DEMACQUARIE INVESTMENT HOLDINGS INC.E Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUND HOLDINGS INC.E Control
MACQUARIE SERVICES (USA) PARTNERSDEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE TRADING SERVICES INC.DEMACQUARIE FUNDS MANAGEMENT (USA) INC.E Control
MACQUARIE TRADING SERVICES INC.DEMACQUARIE FUNDS MANAGEMENT (USA) INC.E Control

Registrations

Federal

IA
Jun 28, 2012 REGISTERED

Notice Filings (1)

CA

Address

OCEAN RIDGE, 5796 ARMADA DRIVE
SUITE 150
CARLSBAD, CA 92008
United States
Phone: 760-688-3800