STRATEGIC GLOBAL ADVISORS, LLC
CRD #139309 SEC #801-66360 NEWPORT BEACH, CA 949-706-2640
SEC Registered
Total AUM
$2.5B
Discretionary
$2.5B
Employees
13
Clients
--
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVA, ASHLEY, BURKHARDT | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUF, TARA, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| KNUF, TARA, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| KNUF, TARA, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| KNUF, TARA, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| SKARRA-CORSON, BRENDAN | I | CHIEF OPERATING OFFICER | NA | |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TUSAN, CYNTHIA, ANN | I | CEO, CCO | E | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| TUSAN, CYNTHIA, ANN | I | MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER | B | Control |
| BAIERL, GARY, THADDEUS | I | CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| BAIERL, GARY, THADDEUS | I | MEMBER & CHIEF INVESTMENT OFFICER | B | Control |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| HOVNANIAN-SGA, LLC | DE | MEMBER | B | |
| NILE CAPITAL FUND, LP | DE | MEMBER | B | |
| NILE CAPITAL FUND, LP | DE | MEMBER | B | |
| NILE CAPITAL FUND, LP | DE | MEMBER | B | |
| NILE CAPITAL FUND, LP | DE | MEMBER | B | |
| WIMER, MARK, EDWARD | I | SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
| WIMER, MARK, EDWARD | I | MEMBER & SENIOR PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GERBEREUX, HUYEN, KIM | I | NILE CAPITAL FUND, LP | F | Control |
| GERBEREUX, HUYEN, KIM | I | NILE CAPITAL FUND, LP | F | Control |
| GERBEREUX, HUYEN, KIM | I | NILE CAPITAL FUND, LP | F | Control |
| GERBEREUX, HUYEN, KIM | I | NILE CAPITAL FUND, LP | F | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | F | Control |
| HOVNANIAN, EDELE | I | HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | F | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | F | Control |
| HOVNANIAN, EDELE | I | HRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | F | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | F | Control |
| HOVNANIAN, EDELE | I | HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | F | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | F | Control |
| HOVNANIAN, EDELE | I | HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | F | Control |
| HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | DE | HOVNANIAN-SGA, LLC | E | Control |
| HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | DE | HOVNANIAN-SGA, LLC | E | Control |
| HIRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | DE | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HOVNANIAN, EDELE | I | HOVNANIAN-SGA, LLC | E | Control |
| HRAIR AND ANNA HOVNANIAN 2011 FAMILY TRUST | DE | HOVNANIAN-SGA, LLC | E | Control |
| LINDSEY, MELVIN, DUANE | I | NILE CAPITAL FUND, LP | C | Control |
| LINDSEY, MELVIN, DUANE | I | NILE CAPITAL FUND, LP | C | Control |
| LINDSEY, MELVIN, DUANE | I | NILE CAPITAL FUND, LP | C | Control |
| LINDSEY, MELVIN, DUANE | I | NILE CAPITAL FUND, LP | C | Control |
| PELL, LISA, VAUGHN | I | NILE CAPITAL FUND, LP | C | Control |
| PELL, LISA, VAUGHN | I | NILE CAPITAL FUND, LP | C | Control |
| PELL, LISA, VAUGHN | I | NILE CAPITAL FUND, LP | C | Control |
| PELL, LISA, VAUGHN | I | NILE CAPITAL FUND, LP | C | Control |
Registrations
Federal
IA
Sep 15, 2016 REGISTERED
Notice Filings (2)
CA IL
Address
100 BAYVIEW CIRCLESUITE 650
NEWPORT BEACH, CA 92660
United States
Phone: 949-706-2640