S & P FINANCIAL, INC.
Legal name: RETIREMENT PLANNING SPECIALISTS, INC.
CRD #139358 SEC #801-66205 ASHLAND, OR 541-482-0138
SEC Registered
Total AUM
$323.6M
Discretionary
$323.6M
Employees
2
Clients
51
Accounts
1,053
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| GAU, THOMAS, BENSON | I | PRESIDENT | E | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| PATTERSON, CHRISTOPHER | I | MANAGING PARTNER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, CHAD, MATTHEW | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (9)
AZ CA CO FL NM NV OR TX WA
Address
241 MAPLE STREETSUITE 101
ASHLAND, OR 97520
United States
Phone: 541-482-0138