KAUFMAN + BERNSTEIN, INC.
CRD #139370 SEC #801-66377 LOS ANGELES, CA 310-277-1900
SEC Registered Private Funds Disclosures
Total AUM
$654.7M
Discretionary
$654.7M
Employees
19
Clients
51
Accounts
319
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, HOWARD, M. | I | SECRETARY | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CCO | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BERNSTEIN, HOWARD, MARSHALL | I | SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
| KAUFMAN, ROY, DARRYL | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 11, 2013 REGISTERED
Notice Filings (1)
CA
Address
1925 CENTURY PARK EAST,SUITE 800
LOS ANGELES, CA 90067
United States
Phone: 310-277-1900