CARMICHAEL STRATEGIES LLC
CRD #139401 SEC #801-66142 PHOENIX, AZ 623-580-9500
SEC Registered
Total AUM
$30.2M
Discretionary
$30.2M
Employees
5
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | MANAGING MEMBER | E | Control |
| CARMICHAEL, RALPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 15, 2007 REGISTERED
Notice Filings (1)
AZ
Address
1507 W PARKSIDE LANEPHOENIX, AZ 85027
USA
Phone: 623-580-9500