CUNA BROKERAGE SERVICES, INC.
CRD #13941 SEC #801-60099 WAVERLY, IA 319-352-4090
SEC Registered Broker-Dealer Disclosures
Total AUM
$5.8B
Discretionary
$24.3M
Employees
716
Clients
11
Accounts
20,233
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $5.8B | $24.3M | $5.8B | 716 | 17 |
| Aug 2021 | $3B | $18.5M | $3B | 748 | 8 |
| Jul 2021 | $3B | $18.5M | $3B | 748 | 8 |
| Apr 2021 | $3B | $18.5M | $3B | 748 | 8 |
| Mar 2021 | $3B | $18.5M | $3B | 748 | 8 |
| Nov 2020 | $2.8B | $215.4K | $2.8B | 703 | 8 |
| Oct 2020 | $2.8B | $215.4K | $2.8B | 703 | 8 |
| Jul 2020 | $2.8B | $215.4K | $2.8B | 703 | 8 |
| Jun 2020 | $2.8B | $215.4K | $2.8B | 703 | 8 |
| Mar 2020 | $2.8B | $215.4K | $2.8B | 703 | 8 |
| Nov 2019 | $2.2B | $0 | $2.2B | 734 | 6 |
| Sep 2019 | $2.2B | $0 | $2.2B | 734 | 6 |
| Jul 2019 | $2.2B | $0 | $2.2B | 734 | 6 |
| Mar 2019 | $2.2B | $0 | $2.2B | 734 | 6 |
| Feb 2019 | $2.2B | $0 | $2.2B | 734 | 6 |
| Feb 2019 | $2.1B | $0 | $2.1B | 673 | 6 |
| Nov 2018 | $2.1B | $0 | $2.1B | 673 | 6 |
| Sep 2018 | $2.1B | $0 | $2.1B | 673 | 6 |
| Mar 2018 | $2.1B | $0 | $2.1B | 673 | 6 |
| Mar 2018 | $2.1B | $0 | $2.1B | 673 | 6 |
| Aug 2017 | $1.9B | $0 | $1.9B | 673 | 5,600 |
| Aug 2017 | $1.9B | $0 | $1.9B | 673 | 5,600 |
| Apr 2017 | $1.6B | $0 | $1.6B | 606 | 4,000 |
| Mar 2017 | $1.6B | $0 | $1.6B | 606 | 4,000 |
| Mar 2016 | $1.3B | $0 | $1.3B | 590 | 4,300 |
| Mar 2015 | $1.1B | $0 | $1.1B | 564 | 3,800 |
| Sep 2014 | $1B | $0 | $1B | 566 | 3,900 |
| Sep 2014 | $853.6M | $0 | $853.6M | 561 | 3,900 |
| Apr 2014 | $853.6M | $0 | $853.6M | 561 | 3,900 |
| Mar 2014 | $853.6M | $0 | $853.6M | 561 | 3,900 |
| Jul 2013 | $616.6M | $616.6M | $0 | 541 | 3,300 |
| Jul 2013 | $616.6M | $616.6M | $0 | 541 | 3,300 |
| Mar 2013 | $467.4M | $467.4M | $15.9K | 526 | 3,000 |
| Dec 2012 | $445.3M | $154.7K | $445.2M | 510 | 4,500 |
| Mar 2012 | $339.1M | $120.1K | $338.9M | 501 | 3,800 |
| Nov 2011 | $344.4M | $167.8K | $344.2M | 501 | 9,500 |
| Aug 2011 | $374.3M | $168.5K | $374.2M | 501 | -- |
| Mar 2011 | $347.2M | $538.4K | $346.6M | 501 | -- |
| Jul 2010 | $1.6B | $1.4B | $208.2M | 501 | -- |
| Oct 2009 | $1.4B | $1.3B | $88.7M | 501 | -- |
| Jul 2009 | $1.4B | $1.3B | $88.7M | 501 | -- |
| Mar 2008 | $2.1B | $2B | $82.3M | 501 | -- |
| Mar 2007 | $1.5B | $1.5B | $0 | 501 | -- |
| Mar 2004 | $307.7M | $307.7M | $0 | 251 | -- |
| Mar 2004 | $132.4M | $132.4M | $0 | 251 | -- |
| Jan 2004 | $132.4M | $132.4M | $0 | 251 | -- |
| Oct 2003 | $132.4M | $132.4M | $0 | 251 | -- |
| Mar 2002 | $61.9M | $61.9M | $0 | 251 | -- |
| Nov 2001 | $30M | $30M | $0 | 251 | -- |
| Oct 2001 | $30M | $30M | $0 | 251 | -- |
| Jul 2001 | $30M | $0 | $30M | 501 | -- |
| Jun 2001 | $30M | $0 | $30M | 501 | -- |
DateMar 2022
Total AUM$5.8B
Discretionary$24.3M
Non-Disc.$5.8B
Employees716
Clients17
DateAug 2021
Total AUM$3B
Discretionary$18.5M
Non-Disc.$3B
Employees748
Clients8
DateJul 2021
Total AUM$3B
Discretionary$18.5M
Non-Disc.$3B
Employees748
Clients8
DateApr 2021
Total AUM$3B
Discretionary$18.5M
Non-Disc.$3B
Employees748
Clients8
DateMar 2021
Total AUM$3B
Discretionary$18.5M
Non-Disc.$3B
Employees748
Clients8
DateNov 2020
Total AUM$2.8B
Discretionary$215.4K
Non-Disc.$2.8B
Employees703
Clients8
DateOct 2020
Total AUM$2.8B
Discretionary$215.4K
Non-Disc.$2.8B
Employees703
Clients8
DateJul 2020
Total AUM$2.8B
Discretionary$215.4K
Non-Disc.$2.8B
Employees703
Clients8
DateJun 2020
Total AUM$2.8B
Discretionary$215.4K
Non-Disc.$2.8B
Employees703
Clients8
DateMar 2020
Total AUM$2.8B
Discretionary$215.4K
Non-Disc.$2.8B
Employees703
Clients8
DateNov 2019
Total AUM$2.2B
Discretionary$0
Non-Disc.$2.2B
Employees734
Clients6
DateSep 2019
Total AUM$2.2B
Discretionary$0
Non-Disc.$2.2B
Employees734
Clients6
DateJul 2019
Total AUM$2.2B
Discretionary$0
Non-Disc.$2.2B
Employees734
Clients6
DateMar 2019
Total AUM$2.2B
Discretionary$0
Non-Disc.$2.2B
Employees734
Clients6
DateFeb 2019
Total AUM$2.2B
Discretionary$0
Non-Disc.$2.2B
Employees734
Clients6
DateFeb 2019
Total AUM$2.1B
Discretionary$0
Non-Disc.$2.1B
Employees673
Clients6
DateNov 2018
Total AUM$2.1B
Discretionary$0
Non-Disc.$2.1B
Employees673
Clients6
DateSep 2018
Total AUM$2.1B
Discretionary$0
Non-Disc.$2.1B
Employees673
Clients6
DateMar 2018
Total AUM$2.1B
Discretionary$0
Non-Disc.$2.1B
Employees673
Clients6
DateMar 2018
Total AUM$2.1B
Discretionary$0
Non-Disc.$2.1B
Employees673
Clients6
DateAug 2017
Total AUM$1.9B
Discretionary$0
Non-Disc.$1.9B
Employees673
Clients5,600
DateAug 2017
Total AUM$1.9B
Discretionary$0
Non-Disc.$1.9B
Employees673
Clients5,600
DateApr 2017
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees606
Clients4,000
DateMar 2017
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees606
Clients4,000
DateMar 2016
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees590
Clients4,300
DateMar 2015
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees564
Clients3,800
DateSep 2014
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees566
Clients3,900
DateSep 2014
Total AUM$853.6M
Discretionary$0
Non-Disc.$853.6M
Employees561
Clients3,900
DateApr 2014
Total AUM$853.6M
Discretionary$0
Non-Disc.$853.6M
Employees561
Clients3,900
DateMar 2014
Total AUM$853.6M
Discretionary$0
Non-Disc.$853.6M
Employees561
Clients3,900
DateJul 2013
Total AUM$616.6M
Discretionary$616.6M
Non-Disc.$0
Employees541
Clients3,300
DateJul 2013
Total AUM$616.6M
Discretionary$616.6M
Non-Disc.$0
Employees541
Clients3,300
DateMar 2013
Total AUM$467.4M
Discretionary$467.4M
Non-Disc.$15.9K
Employees526
Clients3,000
DateDec 2012
Total AUM$445.3M
Discretionary$154.7K
Non-Disc.$445.2M
Employees510
Clients4,500
DateMar 2012
Total AUM$339.1M
Discretionary$120.1K
Non-Disc.$338.9M
Employees501
Clients3,800
DateNov 2011
Total AUM$344.4M
Discretionary$167.8K
Non-Disc.$344.2M
Employees501
Clients9,500
DateAug 2011
Total AUM$374.3M
Discretionary$168.5K
Non-Disc.$374.2M
Employees501
Clients--
DateMar 2011
Total AUM$347.2M
Discretionary$538.4K
Non-Disc.$346.6M
Employees501
Clients--
DateJul 2010
Total AUM$1.6B
Discretionary$1.4B
Non-Disc.$208.2M
Employees501
Clients--
DateOct 2009
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$88.7M
Employees501
Clients--
DateJul 2009
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$88.7M
Employees501
Clients--
DateMar 2008
Total AUM$2.1B
Discretionary$2B
Non-Disc.$82.3M
Employees501
Clients--
DateMar 2007
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees501
Clients--
DateMar 2004
Total AUM$307.7M
Discretionary$307.7M
Non-Disc.$0
Employees251
Clients--
DateMar 2004
Total AUM$132.4M
Discretionary$132.4M
Non-Disc.$0
Employees251
Clients--
DateJan 2004
Total AUM$132.4M
Discretionary$132.4M
Non-Disc.$0
Employees251
Clients--
DateOct 2003
Total AUM$132.4M
Discretionary$132.4M
Non-Disc.$0
Employees251
Clients--
DateMar 2002
Total AUM$61.9M
Discretionary$61.9M
Non-Disc.$0
Employees251
Clients--
DateNov 2001
Total AUM$30M
Discretionary$30M
Non-Disc.$0
Employees251
Clients--
DateOct 2001
Total AUM$30M
Discretionary$30M
Non-Disc.$0
Employees251
Clients--
DateJul 2001
Total AUM$30M
Discretionary$0
Non-Disc.$30M
Employees501
Clients--
DateJun 2001
Total AUM$30M
Discretionary$0
Non-Disc.$30M
Employees501
Clients--