SALZINGER SHEAFF BROCK, LLC

CRD #139417 SEC #801-77401 INDIANAPOLIS, IN 317-705-5700

SEC Registered

Total AUM

$317.1M

Discretionary

$317.1M

Employees

Clients

Accounts

329

Firm Details

Organization Type: Limited Liability Company
State of Formation: Indiana
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 27, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
BRUCH, AUDREY, L	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, L.	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
KURZAWA, AUDREY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA
SALZINGER, MARK, ALAN	I	CHIEF EXECUTIVE, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER	E	Control
SALZINGER, MARK, ALAN	I	CHIEF EXECUTIVE, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER	E	Control
SALZINGER, MARK, ALAN	I	CHIEF EXECUTIVE AND CHIEF INVESTMENT OFFICER	E	Control
SALZINGER, MARK, ALAN	I	CHIEF EXECUTIVE, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER	E	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SALZINGER, MARK, ALAN	I	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
SHEAFF BROCK INVESTMENT ADVISORS, LLC	DE	MEMBER	D	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
BROCK, RONALD, ROBERT	I	CHIEF FINANCIAL OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	CHIEF COMPLIANCE OFFICER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
GILREATH, DAVID, SHEAFF	I	MEMBER	C	Control
SALZINGER, DANIEL, STUART	I	CHIEF FINANCIAL OFFICER AND HEAD TRADER	A	Control
SALZINGER, DANIEL, STUART	I	CHIEF FINANCIAL OFFICER AND HEAD TRADER	A	Control
SALZINGER, DANIEL, STUART	I	CHIEF FINANCIAL OFFICER AND HEAD TRADER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
BROCK, RONALD, ROBERT	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control
GILREATH, DAVID, SHEAFF	I	SHEAFF BROCK CAPITAL MANAGEMENT, LLC	D	Control

Registrations

Federal

Mar 27, 2025 REGISTERED

Notice Filings (17)

CA CO FL GA IA IN LA MA MT NE NH NJ NY PA TN TX VA

Address

8801 RIVER CROSSING BLVD
SUITE 100
INDIANAPOLIS, IN 46240
United States

Phone: 317-705-5700