FASA, LLC
CRD #139488 SEC #801-69056 BOSTON, MA 617-307-5870
SEC Registered Private Funds
Total AUM
$292.2M
Discretionary
$292.2M
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2019
- Branch Offices
- 0
- LEI
- 54930013NF87UEK4JX07
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICE, CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICE, CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BURKE, STEPHEN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FRISBIE, NORMAN, RICKARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GULLEY, MADISON, STERLING | I | PRESIDENT | NA | Control |
| GULLEY, MADISON, STERLING | I | PRESIDENT | NA | Control |
| GULLEY, MADISON, STERLING | I | PRESIDENT | NA | Control |
| HOLMES, SELENA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLMES, SELENA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLMES, SELENA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLMES, SELENA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLMES, SELENA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| PICKART, JOHN, CLIFTON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YUN, WILLIAM, YOUNG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | MEMBER | E | Control |
| BURKE, STEPHEN | I | MANAGING MEMBER | D | Control |
| BURKE, STEPHEN | I | MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICE, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BURKE, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICE, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | SHAREHOLDER | B | |
| GRAY, BRIAN, THOMAS | I | MEMBER/CCO | B | Control |
| GRAY, BRIAN, THOMAS | I | MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
| PICKART, JOHN, CLIFTON | I | CHIEF FINANCIAL OFFICER, MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
Registrations
Federal
IA
Oct 4, 2019 REGISTERED
Notice Filings (2)
CA MA
Address
ONE INTERNATIONAL PLACE25TH FLOOR
BOSTON, MA 02110
United States
Phone: 617-307-5870