RW GLOBAL INVESTORS, LLC
CRD #139506 SEC #801-66291 DALLAS, TX 214-665-1900
SEC Registered
Total AUM
$100M
Discretionary
$100M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 10, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREWS, PATRICIA, BARRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUDOLPH, SIMON, DEVILLIERS | I | PRESIDENT | C | Control |
| WILMSHURST, PETER, MICHAEL | I | PORTFOLIO MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARKLEY, ROBERT, DAVID | I | RW GLOBAL INVESTORS | F | |
| BARROW, JAMES, PURDY | I | RW GLOBAL INVESTORS | F | |
| CHAMBERS, ROBERT, JAMES | I | RW GLOBAL INVESTORS | F | |
| CULLER, TIMOTHY, JAMES | I | RW GLOBAL INVESTORS | F | |
| ENGLANDER, RICHARD, ALBERT | I | RW GLOBAL INVESTORS | F | |
| GIAMBRONE, MARK | I | RW GLOBAL INVESTORS | F | |
| GILDAY, MARYJANE | I | RW GLOBAL INVESTORS | F | |
| MARTIN, CORY, LAWRENCE | I | RW GLOBAL INVESTORS | F | |
| NIXON, JOSEPH, RAY | I | RW GLOBAL INVESTORS | F |
Registrations
Federal
IA
Feb 10, 2006 REGISTERED
Address
2200 ROSS AVENUE, 31ST FLOORDALLAS, TX 75201-2716
USA
Phone: 214-665-1900