CFI PARTNERS, LLC
Legal name: CFI PARTNERS
CRD #139531 SEC #801-72472 CHICAGO, IL 312-416-4300
SEC Registered Private Funds
Total AUM
$6.2B
Discretionary
$1.8B
Employees
43
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2025
- Branch Offices
- 0
- LEI
- 254900BYL2OJMLQ8CA31
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BAER, ERIC, STEPHAN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARNES, STEPHON, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BECKER, DAVID, ALAN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROSS, GAVIN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Cross, Gavin, James | I | CHIEF FINANCIAL OFFICER | NA | |
| Cross, Gavin, James | I | CHIEF FINANCIAL OFFICER | NA | |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| DIEFFENBACHER, DAVID, COWEN | I | CO-HEAD OF ALTERNATIVE CREDIT; DIRECTOR | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| EVANS, SHAYNE, (NMN) | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| Evans, Shayne | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| Evans, Shayne | I | BOARD DESIGNEE OF THE ACADEMY GROUP, INC. | NA | Control |
| GORDON, JOHN, R | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, JOHN, R | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, JOHN, RAYMOND | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, JOHN, RAYMOND | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, JOHN, RAYMOND | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, JOHN, RAYMOND | I | MEMBER; CHIEF FINANCIAL OFFICER | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| HAAS, SEAN, MICHAEL | I | HEAD OF RESEARCH | NA | Control |
| LEE, TODD, RUSSELL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| LEE, TODD, RUSSELL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| LEE, TODD, RUSSELL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| LEE, TODD, RUSSELL | I | CHIEF LEGAL OFFICER | NA | Control |
| LEE, TODD, RUSSELL | I | CHIEF LEGAL OFFICER | NA | Control |
| LEE, TODD, RUSSELL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| LEE, TODD, RUSSELL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| NOVATNEY, STEVEN, J | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, J | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVATNEY, STEVEN, JAY | I | MANAGING MEMBER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| ORDWAY, PHILIP, CLEVELAND | I | MEMBER; INVESTMENT ANALYST | NA | Control |
| ORDWAY, PHILIP, CLEVELAND | I | MEMBER; INVESTMENT ANALYST | NA | Control |
| ORDWAY, PHILIP, CLEVELAND | I | MEMBER; INVESTMENT ANALYST | NA | Control |
| ORDWAY, PHILIP, CLEVELAND | I | MEMBER; INVESTMENT ANALYST | NA | Control |
| ORDWAY, PHILIP, CLEVELAND | I | MEMBER; INVESTMENT ANALYST | NA | Control |
| POPIELA, DANIEL, JOSEPH | I | CHIEF ACCOUNTING OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| ROBINSON, LEVOYD, ELIA | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| STOCH, THERESE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOCH, THERESE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| AMISTAD INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| COURI, BRADFORD, B | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, B | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | C | Control |
| BAER, ERIC, S | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, S | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| BAER, ERIC, STEPHAN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| COURI, BRADFORD, BARTHOLOMEW | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| DIEFFENBACHER, DAVID, C | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, C | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| DIEFFENBACHER, DAVID, COWEN | I | MANAGING MEMBER; PORTFOLIO MANAGER | B | Control |
| ROBINSON, LEVOYD, E | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, E | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| ROBINSON, LEVOYD, ELIA | I | MANAGING MEMBER; MANAGING PRINCIPAL | B | Control |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, INC | DE | MEMBER | B | |
| THE ACADEMY GROUP, LLC | DE | MEMBER | B | |
| THE ACADEMY GROUP, LLC | DE | MEMBER | B | |
| HAAS, SEAN, M | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, M | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
| HAAS, SEAN, MICHAEL | I | MEMBER; PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMISTAD FINANCIAL GROUP, LLC | DE | AMISTAD HOLDINGS PARENT II, LLC | E | Control |
| AMISTAD FINANCIAL GROUP, LLC | DE | AMISTAD HOLDINGS PARENT II, LLC | E | Control |
| AMISTAD FINANCIAL GROUP, LLC | DE | AMISTAD HOLDINGS PARENT II, LLC | E | Control |
| AMISTAD FINANCIAL GROUP, LLC | DE | AMISTAD HOLDINGS PARENT II, LLC | E | Control |
| AMISTAD HOLDINGS PARENT II, LLC | DE | AMISTAD HOLDINGS PARENT, LLC | E | Control |
| AMISTAD HOLDINGS PARENT II, LLC | DE | AMISTAD HOLDINGS PARENT, LLC | E | Control |
| AMISTAD HOLDINGS PARENT II, LLC | DE | AMISTAD HOLDINGS PARENT, LLC | E | Control |
| AMISTAD HOLDINGS PARENT II, LLC | DE | AMISTAD HOLDINGS PARENT, LLC | E | Control |
| AMISTAD HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS, LLC | E | Control |
| AMISTAD HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS, LLC | E | Control |
| AMISTAD HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS PARENT, LLC | E | Control |
| AMISTAD HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS PARENT, LLC | E | Control |
| AMISTAD INVESTMENT HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS, LLC | E | Control |
| AMISTAD INVESTMENT HOLDINGS PARENT, LLC | DE | AMISTAD INVESTMENT HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Dec 12, 2025 REGISTERED
Notice Filings (1)
IL
Address
ONE SOUTH WACKER DRIVESUITE 3500
CHICAGO, IL 60606
United States
Phone: 312-416-4300