KAPAX INVESTMENT ADVISERS, LLC
CRD #139537 SEC #801-66263 CORAL GABLES, FL 305-704-3397
SEC Registered
Total AUM
$37.1M
Discretionary
$37.1M
Employees
5
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| INFANTE, EMIL, RENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INFANTE, EMIL, RENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INFANTE, EMIL, RENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INFANTE, EMIL, RENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INFANTE, EMIL, RENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDRAJO, DARIO, GUILLERMO | I | PRESIDENT & CEO | E | Control |
| KAPAX CAPITAL, LLC | DE | MEMBER | D | Control |
| KAPAX CAPITAL, LLC | DE | MEMBER | D | Control |
| KAPAX CAPITAL, LLC | DE | MEMBER | D | Control |
| KAPAX CAPITAL, LLC | DE | MEMBER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| PEDRAJO, DARIO, GUILLERMO | I | SENIOR PORTFOLIO MANAGER | D | Control |
| INFANTE, EMIL, RENE | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | B | Control |
| INFANTE, EMIL, RENE | I | MANAGING DIRECTOR | B | Control |
| VILA, FERNANDO, RODRIGUEZ | I | MANAGING DIRECTOR | B | Control |
| VILA, FERNANDO, RODRIGUEZ | I | MANAGING DIRECTOR | B | Control |
| ZUMPANO, CARLOS, ANTHONY | I | MANAGING DIRECTOR | B | Control |
| ZUMPANO, CARLOS, ANTHONY | I | MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INFANTE, EMIL, RENE | I | KAPAX CAPITAL, LLC | F | Control |
| INFANTE, EMIL, RENE | I | KAPAX CAPITAL, LLC | F | Control |
| INFANTE, EMIL, RENE | I | KAPAX CAPITAL, LLC | F | Control |
| INFANTE, EMIL, RENE | I | KAPAX CAPITAL, LLC | F | Control |
| VILA, FERNANDO, RODRIGUEZ | I | KAPAX CAPITAL, LLC | F | Control |
| VILA, FERNANDO, RODRIGUEZ | I | KAPAX CAPITAL, LLC | F | Control |
| VILA, FERNANDO, RODRIGUEZ | I | KAPAX CAPITAL, LLC | F | Control |
| VILA, FERNANDO, RODRIGUEZ | I | KAPAX CAPITAL, LLC | F | Control |
| ZUMPANO, CARLOS, ANTHONY | I | KAPAX CAPITAL, LLC | F | Control |
| ZUMPANO, CARLOS, ANTHONY | I | KAPAX CAPITAL, LLC | F | Control |
| ZUMPANO, CARLOS, ANTHONY | I | KAPAX CAPITAL, LLC | F | Control |
| ZUMPANO, CARLOS, ANTHONY | I | KAPAX CAPITAL, LLC | F | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (1)
FL
Address
500 S. DIXIE HIGHWAYSUITE 304
CORAL GABLES, FL 33146
USA
Phone: 305-704-3397