RIA Intelligence

ALCCI, LLC

Legal name: ALLEGIANCE CAPITAL CUSTOMIZED INVESTMENTS

CRD #139550 SEC #801-66365 RADNOR, PA 484-581-2525
SEC Registered
Total AUM
$12.1M
Discretionary
$12.1M
Employees
10
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GOLDBERG, SHARON, MARLAICCONA Control
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA Control
GOLDBERG, SHARON, MARLAICCONA Control
KREIN, CHRISTOPHER, JONIMGMT. COMMITTEENA Control
KREIN, CHRISTOPHER, JONIMGMT. COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMGMT. COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMGMT. COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMANAGERNA Control
SILVERA, DAVID, DIBLEEIMGMT. COMMITTEENA Control
SILVERA, DAVID, DIBLEEIMGMT. COMMITTEENA Control
SILVERA, DAVID, DIBLEEIMANAGERNA Control
ZIMMERMAN, ANDREW, CHRISTOPHERIMGMT. COMMITTEENA Control
ZIMMERMAN, ANDREW, CHRISTOPHERIMGMT. COMMITTEENA Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBERD Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBERD Control
ROSEMONT PARTNERS II, L.P.DEMEMBERD Control
ROSEMONT PARTNERS II, L.P.DEMEMBERD Control
ROSEMONT PARTNERS II, L.P.DEMEMBERD Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BURKHART, CHARLES, B.IROSEMONT INVESTMENT PARTNERS, LLCF Control
BURKHART, CHARLES, B.IROSEMONT INVESTMENT PARTNERS, LLCF Control
BURKHART, CHARLES, B.IROSEMONT INVESTMENT PARTNERS, LLCF Control
ROSEMONT INVESTMENT PARTNERS II, LLCDEROSEMONT PARTNERS II, LPF Control
ROSEMONT INVESTMENT PARTNERS II, LLCDEROSEMONT PARTNERS II, LPF Control
ROSEMONT INVESTMENT PARTNERS II, LLCDEROSEMONT PARTNERS II, LPF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, LPF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT INVESTMENT PARTNERS II, LLCF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, LPF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT INVESTMENT PARTNERS II, LLCF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, LPF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT INVESTMENT PARTNERS II, LLCF Control
SILVERA, DAVID, DIBLEEIROSEMONT INVESTMENT PARTNERS, LLCF Control
SILVERA, DAVID, DIBLEEIROSEMONT INVESTMENT PARTNERS, LLCF Control
SILVERA, DAVID, DIBLEEIROSEMONT INVESTMENT PARTNERS, LLCF Control
KBC BANK & INSURANCE HOLDINGS CO.FEKBC BANK NVE Control
KBC BANK & INSURANCE HOLDINGS CO.FEKBC BANK NVE Control
KBC BANK & INSURANCE HOLDINGS CO.FEKBC BANK NVE Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
CERA HOLDING CVBAFEALMANIJ NVC Control
CERA HOLDING CVBAFEALMANIJ NVC Control
CERA HOLDING CVBAFEALMANIJ NVC Control
KBC BANK NVFEROSEMONT PARTNERS I, LPC Control
KBC BANK NVFEROSEMONT PARTNERS I, LPC Control
KBC BANK NVFEROSEMONT PARTNERS I, LPC Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Notice Filings (2)

CA PA

Address

259 N. RADNOR-CHESTER ROAD
SUITE 140
RADNOR, PA 19087
USA
Phone: 484-581-2525