GOTTEX FUND MANAGEMENT, LTD.
CRD #139588 SEC #801-66230 NEW YORK, NY 212-937-6070
SEC Registered Private Funds
Total AUM
$48M
Discretionary
$48M
Employees
3
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BHASIN-WOODS, SONIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BHASIN-WOODS, SONIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BHASIN-WOODS, SONIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | DIRECTOR AND CHAIRMAN | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | DIRECTOR AND CHAIRMAN | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, JOACHIM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND HEAD OF EUROPEAN OPERATIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER MULTI-ASSET BUSINESS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER MULTI-ASSET BUSINESS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER MULTI-ASSET BUSINESS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER MULTI-ASSET BUSINESS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER MULTI-ASSET BUSINESS | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | SENIOR MANAGING DIRECTOR AND SENIOR INVESTMENT PARTNER | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | DIRECTOR AND PRESIDENT | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | SENIOR MANAGING DIRECTOR AND SENIOR INVESTMENT PARTNER | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | DIRECTOR AND PRESIDENT | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | SENIOR MANAGING DIRECTOR AND SENIOR INVESTMENT PARTNER | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | SENIOR MANAGING DIRECTOR AND SENIOR INVESTMENT PARTNER | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MALONEY, KEVIN, JOHN | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FUND OF HEDGE FUNDS BUSINESS | NA | Control |
| MESQUITA, LUCIANA, CASTRO | I | COMPLIANCE OFFICER | NA | |
| MESQUITA, LUCIANA, CASTRO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MESQUITA, LUCIANA, CASTRO | I | COMPLIANCE OFFICER | NA | |
| MESQUITA, LUCIANA, CASTRO | I | COMPLIANCE OFFICER | NA | |
| MESQUITA, LUCIANA, CASTRO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MESQUITA, LUCIANA, CASTRO | I | CHIEF COMPLIANCE OFFICER | NA | |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pierre, Udriot | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, MATTHEW, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, MATTHEW, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RONIGER, TIM | I | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | SENIOR MANAGING DIRECTOR, CCO AND CLO | NA | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | CORPORATE PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | LUMX ASSET MANAGEMENT (USA) LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX AMERICA LIMITED | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTSCHALK, JOACHIM, WALTER | I | JGA ASSOCIATES, LTD. | D | Control |
| GOTTSCHALK, JOACHIM, WALTER | I | JGA ASSOCIATES, LTD. | D | Control |
| GOTTSCHALK, JOACHIM, WALTER | I | JGA ASSOCIATES, LTD. | D | Control |
| GOTTSCHALK, JOACHIM, WALTER | I | JGA ASSOCIATES, LTD. | D | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | JGA ASSOCIATES, LTD. | C | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | JGA ASSOCIATES, LTD. | C | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | JGA ASSOCIATES, LTD. | C | Control |
| GOTTSCHALK, MAXIMILLIAN, ALEXANDER | I | JGA ASSOCIATES, LTD. | C | Control |
| JGA ASSOCIATES, LTD. | FE | GOTTEX MANAGEMENT SA SICAR | C | Control |
| JGA ASSOCIATES, LTD. | FE | GOTTEX MANAGEMENT SA SICAR | C | Control |
| JGA ASSOCIATES, LTD. | FE | GOTTEX MANAGEMENT SA SICAR | C | Control |
| JGA ASSOCIATES, LTD. | FE | GOTTEX MANAGEMENT SA SICAR | C | Control |
Registrations
Federal
IA
Sep 12, 2017 REGISTERED
Notice Filings (2)
MA NY
Address
750 LEXINGTON AVENUE26TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-937-6070