COHEN BROS. MANAGEMENT, LLC
CRD #139603 SEC #801-66600 PHILADELPHIA, PA 215 701-9635
SEC Registered
Total AUM
$10B
Discretionary
$10B
Employees
5
Clients
10
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| LONGINO, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LONGINO, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LONGINO, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PATEL, SHAMI, JITENDRA | I | CHIEF OPERATING OFFICER | NA | Control |
| PATEL, SHAMI, JITENDRA | I | CHIEF OPERATING OFFICER | NA | Control |
| PATEL, SHAMI, JITENDRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | C | Control |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (1)
PA
Address
2929 ARCH STREETSUITE 1703
PHILADELPHIA, PA 19104
USA
Phone: 215 701-9635