NE ASIA CAPITAL MANAGEMENT, LLC
CRD #139650 SEC #801-66311 FORT LEE, NJ 201-302-9770
SEC Registered
Total AUM
$53.5M
Discretionary
$53.5M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OH, JAE, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OH, JAE, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OH, JAE, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JO, HYUNKOOK | I | MANAGING MEMBER | E | Control |
| JO, HYUNKOOK | I | MANAGING MEMBER | E | Control |
| JO, HYUNKOOK | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Address
400 KELBY STREET18TH FLOOR
FORT LEE, NJ 7024
USA
Phone: 201-302-9770