RIA Intelligence

WARD FINANCIAL ADVISORS, LTD.

CRD #139673 SEC #801-66269 COLUMBIA, SC 803-929-0720
SEC Registered
Total AUM
$62.3M
Discretionary
$59.8M
Employees
1
Clients
11
Accounts
90

Firm Details

Organization Type
Corporation
State of Formation
South Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
HENDERSON, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA Control
WARD, WADE, FITZGERALDICHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDIPRESIDENTE Control
WARD, WADE, FITZGERALDIPRESIDENTE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control
WARD, WADE, FITZGERALDICHIEF EXECUTIVE OFFICERE Control

Registrations

Federal

IA
Jun 27, 2012 REGISTERED

Notice Filings (1)

SC

Address

1925 GADSDEN STREET
COLUMBIA, SC 29201-2346
United States
Phone: 803-929-0720