GAGNON LEE MANAGEMENT LLC
CRD #139682 SEC #801-66367 NEW YORK, NY 212-554-5050
SEC Registered
Total AUM
$56.5M
Discretionary
$56.5M
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAGNON, NEIL, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAGNON, NEIL, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, DWIGHT, EISENHOWER | I | EXECUTIVE OFFICER | NA | Control |
| LEE, DWIGHT, EISENHOWER | I | EXECUTIVE OFFICER | NA | Control |
| LEE ASSOCIATES OF NEW YORK LLC | DE | MEMBER | D | Control |
| LEE ASSOCIATES OF NEW YORK LLC | DE | MEMBER | D | Control |
| GAGNON SECURITIES, LLC | DE | MEMBER | C | Control |
| GAGNON SECURITIES, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GAGNON, NEIL, JOSEPH | I | GAGNON SECURITIES LLC | E | Control |
| LEE, DWIGHT, EISENHOWER | I | LEE ASSOCIATES OF NEW YORK | E | Control |
Registrations
Federal
IA
Feb 23, 2006 REGISTERED
Notice Filings (18)
CA CO CT FL IL MA MD ME NC NJ NM NV NY OR PA SC TN WA
Address
1370 6TH AVENUE24TH FLOOR
NEW YORK, NY 10019
USA
Phone: 212-554-5050