RIA Intelligence

NINEPEAKS CAPITAL MANAGEMENT LP

CRD #139742 SEC #801-66381 NEW YORK, NY 212-980-3340
SEC Registered
Total AUM
$103M
Discretionary
$103M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FALLON, PATRICIA, BARBARAICHIEF COMPLIANCE OFFICERNA Control
FALLON, PATRICIA, BARBARAICHIEF COMPLIANCE OFFICERNA Control
NINEPEAKS ADVISORS LLCDEGENERAL PARTNERNA Control
NINEPEAKS ADVISORS LLCDEGENERAL PARTNERNA Control
NINEPEAKS ADVISORS LLCDEGENERAL PARTNERNA Control
NINEPEAKS ADVISORS LLCDEGENERAL PARTNERNA Control
SAFRANEK, ROSEMARYILIMITED PARTNERE Control
SAFRANEK, ROSEMARYIPRINCIPALE Control
SAFRANEK, ROSEMARYILIMITED PARTNER, CHIEF COMPLIANCE OFFICERE Control
SAFRANEK, ROSEMARYILIMITED PARTNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SAFRANEK, ROSEMARYININEPEAKS ADVISORS LLCE Control
SAFRANEK, ROSEMARYININEPEAKS ADVISORS LLCE Control
SAFRANEK, ROSEMARYININEPEAKS ADVISORS LLCE Control
SAFRANEK, ROSEMARYININEPEAKS ADVISORS LLCE Control

Registrations

Federal

IA
Mar 27, 2007 REGISTERED

Notice Filings (1)

NY

Address

880 THIRD AVENUE
8TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-980-3340