DAVIES FINANCIAL ADVISORS, INC.
CRD #139764 SEC #801-126564 MURRIETA, CA 951-677-3960
SEC Registered
Total AUM
$288.2M
Discretionary
$288.2M
Employees
11
Clients
51
Accounts
303
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, ANDREW, JAMES | I | PRESIDENT AND CCO | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
| DAVIES, SHAUNIE, LEE | I | SHAREHOLDER | D | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (9)
AZ CA ID NE NV OR TN TX WA
Address
25109 JEFFERSON AVESUITE 205
MURRIETA, CA 92562
United States
Phone: 951-677-3960