RIA Intelligence

CLARIVEST ASSET MANAGEMENT LLC

CRD #139785 SEC #801-66386 SAN DIEGO, CA 858-480-2440
SEC Registered Private Funds
Total AUM
$3B
Discretionary
$3B
Employees
17
Clients
--
Accounts
27

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Dec 17, 2025
Branch Offices
0
LEI
549300LJA5XIWTG2V513

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ABBOTT, JAMES, COOPERIMANAGERNA Control
ALVAREZ, JAVIER, AICHIEF COMPLIANCE OFFICERNA Control
ALVAREZ, JAVIER, AICHIEF COMPLIANCE OFFICERNA Control
ALVAREZ, JAVIER, AICHIEF COMPLIANCE OFFICERNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNIEXEC. VP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNIEXEC. VP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNIEXEC. VP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
AYRES, TIFFANY, ANNIPRESIDENT, GENERAL COUNSEL, MANAGERNA Control
BARZAL, TIFFANY, ANNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
EDWARDS, CHARLES, MICHAELIMANAGERNA Control
EDWARDS, CHARLES, MICHAELIMANAGERNA Control
EDWARDS, CHARLES, MICHAELIMANAGERNA Control
EDWARDS, CHARLES, MICHAELIMANAGERNA Control
EDWARDS, CHARLES, MICHAELIMANAGERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
ELLIS, REBECCA, MARIEICHIEF COMPLIANCE OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JACOBSON, JEFF, AICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
JAMES, COURTLAND, WIMANAGERNA Control
KANG, DANNY, ALLANIMANAGERNA
KANG, DANNY, ALLANIMANAGERNA
KANG, DANNY, ALLANIMANAGERNA Control
Kendall, Robert, DanielIMANAGERNA Control
MINNICK, JAMES, EDWARDIMANAGERNA
MINNICK, JAMES, EDWARDIMANAGERNA
MINNICK, JAMES, EDWARDIMANAGERNA Control
MINNICK, JAMES, EDWARDIMANAGERNA Control
MINNICK, JAMES, EDWARDIMANAGERNA Control
MINNICK, JAMES, EDWARDIMANAGERNA Control
MINNICK, JAMES, EDWARDIMANAGERNA Control
NEWCOM, JENNINGS, JAYIMANAGERNA
NEWCOM, JENNINGS, JAYIMANAGERNA
NEWCOM, JENNINGS, JAYIMANAGERNA Control
NEWCOM, JENNINGS, JAYIMANAGERNA Control
NEWCOM, JENNINGS, JAYIMANAGERNA Control
NEWCOM, JENNINGS, JAYIMANAGERNA Control
NEWCOM, JENNINGS, JAYIMANAGERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERNA Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
OCHSTEIN, AARON, JONIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
ORTON, MATTHEW, BIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
PAVAN, DAVID, JIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIMANAGERNA Control
RICK IV, EDWARDIPRESIDENT, MANAGERNA Control
RICK IV, EDWARDIPRESIDENT, MANAGERNA Control
RICK IV, EDWARDIPRESIDENT, MANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
ROSSI, RICHARD, JOHNIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
VAUGHN, DAVID, RAYMONDIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondIMANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Vaughn, David, RaymondICHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WILWANT, ERIC, CHRISTIANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
WOLTER, TODD, NATHANIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanIMANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
Wolter, Todd, NathanICHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGERNA Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
EAGLE ASSET MANAGEMENT INCDEMEMBERE Control
KANG, DANNY, ALLANISOLE MEMBERE Control
KANG, DANNY, ALLANISOLE MEMBER, SOLE MANAGER, CHIEF COMPLIANCE OFFICERE Control
KANG, DANNY, ALLANISOLE MEMBER, SOLE MANAGERE Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
CLARIVEST MANAGEMENT HOLDINGS, LLCDEMEMBERD Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
EAGLE ASSET MANAGEMENT INCDEMEMBERC Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-ONE LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
CLARIVEST HOLDINGS-TWO LLCDEMEMBERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
NUTT, STACEY, ROSSICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGERB Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
PAVAN, DAVID, JIMANAGERA Control
STELLATE PARTNERS LLCDEMEMBERA
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
VAUGHN, DAVID, RAYMONDIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control
WOLTER, TODD, NATHANIMANAGERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BARZAL, TIFFANY, ANNICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
FENG, CHENYANG, FRANKICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
JACOBSON, JEFF, AICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK EQUITY ADVISORS II LLCDELOVELL MINNICK EQUITY PARTNERS II LPF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
LOVELL MINNICK PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS II LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
PAVAN, DAVID, JICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
TRAN, AERUSICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
VAUGHN, DAVID, RAYMONDICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
WOLTER, TODD, NATHANICLARIVEST MANAGEMENT HOLDINGS, LLCF Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
CARILLON TOWER ADVISERS, INC.DEEAGLE ASSET MANAGEMENT INCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-ONE LLCE Control
LOVELL MINNICK EQUITY PARTNERS II LPDECLARIVEST HOLDINGS-TWO LLCE Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DEEAGLE ASSET MANAGEMENT, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DECARILLON TOWER ADVISERS, INC.E Control
RAYMOND JAMES FINANCIAL, INC.DERAYMOND JAMES INVESTMENT MANAGEMENTE Control
RAYMOND JAMES FINANCIAL, INC.DERAYMOND JAMES INVESTMENT MANAGEMENTE Control
RAYMOND JAMES FINANCIAL, INC.DERAYMOND JAMES INVESTMENT MANAGEMENTE Control
RAYMOND JAMES FINANCIAL, INC.DERAYMOND JAMES INVESTMENT MANAGEMENTE Control
RAYMOND JAMES INVESTMENT MANAGEMENTDEEAGLE ASSET MANAGEMENT INCE Control
RAYMOND JAMES INVESTMENT MANAGEMENTDEEAGLE ASSET MANAGEMENT INCE Control
RAYMOND JAMES INVESTMENT MANAGEMENTDEEAGLE ASSET MANAGEMENT INCE Control
RAYMOND JAMES INVESTMENT MANAGEMENTDEEAGLE ASSET MANAGEMENT INCE Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCD Control
GREENWOOD, PAUL, RICHARDISTELLATE PARTNERS LLCC Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
JAMES, THOMAS, ALANIRAYMOND JAMES FINANCIAL, INC.C Control
MATHAI, JOHN, DAVIDISTELLATE PARTNERS LLCC Control
MATHAI, ROBERT, WILLIAMISTELLATE PARTNERS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control
NUTT, STACEY, ROSSICLARIVEST MANAGEMENT HOLDINGS, LLCC Control

Registrations

Federal

IA
Dec 17, 2025 REGISTERED

Notice Filings (6)

AZ CA FL IN TX WA

Address

3611 VALLEY CENTRE DRIVE
SUITE 100
SAN DIEGO, CA 92130
United States
Phone: 858-480-2440