RIA Intelligence

GLOBAL ALPHA ALLIANCE LTD

Legal name: GLOBAL ALPHA ALLIANCE LTD.

CRD #139798 SEC #801-66492 SANTA BARBARA, CA 805-879-1699
SEC Registered
Total AUM
$37.2M
Discretionary
$37.2M
Employees
--
Clients
0
Accounts
3

Firm Details

Organization Type
Other (specify) (LTD.)
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MCCORMACK, TIMOTHY, PATRICKICEO, CHIEF COMPLIANCE OFFICERNA Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
PAWL, JUSTIN, JOSEPHISECRETARYNA Control
PAWL, JUSTIN, JOSEPHISECRETARYNA Control
PAWL, JUSTIN, JOSEPHISECRETARYNA Control
PAWL, JUSTIN, JOSEPHISECRETARYNA Control
PYLE, LAURA, ANNEISR. VICE PRESIDENT, DIRECTOR OF OPERATIONSNA Control
REDMOND, JESSE, JONITREASURER AND CFONA Control
REDMOND, JESSE, JONITREASURER AND CFONA Control
REDMOND, JESSE, JONITREASURER AND CFONA Control
REDMOND, JESSE, JONITREASURER AND CFONA Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENTE Control
SANTA BARBARA ALPHA STRATEGIESDECORPORATIONE Control
SANTA BARBARA ALPHA STRATEGIESDECORPORATIONE Control
SANTA BARBARA ALPHA STRATEGIESDECORPORATIONE Control
SANTA BARBARA ALPHA STRATEGIESDECORPORATIONE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MCCORMACK, TIMOTHY, PATRICKISANTA BARBARA ALPHA STRATEGIESE Control
MCCORMACK, TIMOTHY, PATRICKISANTA BARBARA ALPHA STRATEGIESE Control
MCCORMACK, TIMOTHY, PATRICKISANTA BARBARA ALPHA STRATEGIESE Control

Registrations

Federal

IA
Mar 21, 2007 REGISTERED

Notice Filings (1)

CA

Address

30 EL PASEO BUILDING
SANTA BARBARA, CA 93101
USA
Phone: 805-879-1699