GOOGINS ADVISORS, INC.
CRD #13985 SEC #801-68432 MIDDLETON, WI 608 514-1044
SEC Registered Broker-Dealer
Total AUM
$501M
Discretionary
$501M
Employees
8
Clients
0
Accounts
1,687
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| ANTON, TRACEY CAROL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER,FINANCIAL OPERATIONS, SECRETARY,CCO | NA | |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, KARL ROBERT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KUELTHAU, TIFFANY J | I | NON-REGISTERED OWNER | D | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, CCO, FINANCIAL OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| GOOGINS, LOUISE PAULSON | I | PRESIDENT, TREASURER, FINANCIAL OPERATIONS MANAGER | C | Control |
Registrations
Federal
IA
Sep 29, 2025 REGISTERED
Notice Filings (16)
AZ CA CO FL IL IN LA MA MI MN MO NC NE TX WA WI
Address
6417 UNIVERSITY AVENUEMIDDLETON, WI 53562
United States
Phone: 608 514-1044