RIA Intelligence

FOCUS INVESTMENTS NW, INC.

CRD #139866 SEC #801-66425 TACOMA, WA 253-383-1676
SEC Registered
Total AUM
$1.4M
Discretionary
$1.4M
Employees
5
Clients
--
Accounts
10

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CATHERSAL, FRANCIS, LESLIEIPRESIDENTC Control
CATHERSAL, FRANCIS, LESLIEIPRESIDENTC Control
CATHERSAL, FRANCIS, LESLIEIPRESIDENTC Control
CATHERSAL, FRANCIS, LESLIEIPRESIDENTC Control
WHATMOUGH, WILLIAM, ARTHURIPORTFOLIO MANAGERC Control
WHATMOUGH, WILLIAM, ARTHURIPORTFOLIO MANAGERC Control
WHATMOUGH, WILLIAM, ARTHURIPORTFOLIO MANAGERC Control
WHATMOUGH, WILLIAM, ARTHURIPORTFOLIO MANAGERC Control
JAJEWSKI, DAVID, JAMESIOFFICERB Control
JAJEWSKI, DAVID, JAMESIOFFICERB Control
JAJEWSKI, DAVID, JAMESIOFFICERB Control
JAJEWSKI, DAVID, JAMESIOFFICERB Control
SCHROETER, EMANUEL, BERNARDICHIEF COMPLIANCE OFFICERB Control
SCHROETER, EMANUEL, BERNARDICHIEF COMPLIANCE OFFICERB Control
SCHROETER, EMANUEL, BERNARDICHIEF OPERATIONS OFFICERB Control
SCHROETER, EMANUEL, BERNARDICHIEF COMPLIANCE OFFICERB Control
WILLIAMSON, JOHN, DEFORRESTIOFFICERB Control
WILLIAMSON, JOHN, DEFORRESTIOFFICERB Control
WILLIAMSON, JOHN, DEFORRESTIOFFICERB Control
WILLIAMSON, JOHN, DEFORRESTIOFFICERB Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (1)

WA

Address

1102 BROADWAY PLAZA,#302
TACOMA, WA 98402
USA
Phone: 253-383-1676