RIA Intelligence

GOLDSMITH & HARRIS INCORPORATED

CRD #13997 SEC #801-56934 NEW YORK, NY 212-514-5515
SEC Registered Broker-Dealer
Total AUM
$58.3M
Discretionary
$58.3M
Employees
10
Clients
--
Accounts
50

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Jan 22, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR, SROP, CROPD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, CCO, DIRECTORD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, DIRECTORD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, DIRECTORD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR, SROP, CROPD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, DIRECTORD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, CCO, DIRECTORD Control
GOLDSMITH, PHILIP WARRENICHAIRMAN, CEO, DIRECTORD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control
HARRIS, JAY RICHARDIPRESIDENT, COO, DIRECTOR, FINOPD Control

Registrations

Federal

IA
Jan 22, 2007 REGISTERED

Notice Filings (9)

CA CT FL IL MA NJ NY PA VT

Address

80 PINE STREET
NEW YORK, NY 10005
USA
Phone: 212-514-5515