NGC FINANCIAL, LLC
CRD #139992 SEC #801-129067 BAYSIDE, NY 718-423-1100
SEC Registered Broker-Dealer
Total AUM
$57.1M
Discretionary
$0
Employees
1
Clients
51
Accounts
108
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAROUSSO, NEIL, GEORGE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAROUSSO, NEIL, GEORGE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAROUSSO, NEIL, GEORGE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAROUSSO, NEIL, GEORGE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAROUSSO, NEIL, GEORGE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 2, 2025 REGISTERED
Notice Filings (1)
NY
Address
3601 208TH STREETBAYSIDE, NY 11361
United States
Phone: 718-423-1100