FORSTMANNLEFF LLC
CRD #140006 SEC #801-66421 NEW YORK, NY 212-407-9448
SEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
Employees
--
Clients
--
Accounts
365
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, QUANTITATIVE RESEARCH | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, QUANTITATIVE RESEARCH | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, QUANTITATIVE RESEARCH | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, QUANTITATIVE RESEARCH | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, QUANTITATIVE RESEARCH | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| GALVIN, THOMAS, A | I | SENIOR MANAGING DIRECTOR, CHAIR OF INVESTMENT STRATEGY COMM | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARGOLIUS, ALLEN, RUBIN | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| MYERS, JOHN, HERMAN | I | CHAIRMAN | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, MANAGING DIRECTOR | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER, PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT & CEO | NA | Control |
| FORSTMANN-LEFF ASSOCIATES, LLC | DE | SOLE MEMBER | E | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AGFL ACQUISITION LLC | DE | MEMBER | D | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| AG ASSET MANAGEMENT PARTNERS LLC | DE | MEMBER | C | Control |
| FORSTMANN-LEFF PARTNERS, LLC | DE | MEMBER | C | Control |
| FORSTMANN-LEFF PARTNERS, LLC | DE | MEMBER | C | Control |
| FORSTMANN-LEFF PARTNERS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| AG PARTNERS, L.P. | DE | ANGELO, GORDON & CO., L.P. | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| ANGELO, GORDON & CO., L.P. | DE | AGFL ACQUISITION LLC | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| JAMG LLC | DE | AG PARTNERS, L.P. | E | Control |
| MATHIS, HENRY, SEAN | I | BLUECO, INC. | E | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| ANGELO, JOHN, MICHAEL | I | JAMG LLC | D | Control |
| BLUECO, INC. | DE | FORSTMANN-LEFF ASSOCIATES, LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| GORDON, MICHAEL, LAURENCE | I | JAMG LLC | D | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | FORSTMANN-LEFF ASSOCIATES, LLC | C | Control |
Registrations
Federal
IA
Feb 1, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
590 MADISON AVENUE, 39TH FLOORNEW YORK, NY 10022
USA
Phone: 212-407-9448