RIA Intelligence

HARDING ADVISORY LLC

CRD #140041 SEC #801-66757 BOCA RATON, FL 646-334-7810
SEC Registered
Total AUM
$678.7M
Discretionary
$678.7M
Employees
3
Clients
--
Accounts
9

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 18, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHIN, RICHARD, FREDERICKIMANAGING DIRECTORNA Control
DRURY, JAMES, JOSEPHIMANAGING DIRECTORNA Control
HUANG, TONY, TIMANAGING DIRECTORNA Control
MARGOLIS, KENNETHIMANAGING DIRECTORNA Control
MOY, FANNY, JAMIEIDIRECTORNA Control
WANG, ALISON, SIVICE PRESIDENT/DIRECTORNA Control
WANG, ALISON, SICHIEF OPERATING OFFICER/DIRECTORNA Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
CHAU, WING, FUIPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 18, 2016 REGISTERED

Notice Filings (3)

FL NJ NY

Address

433 PLAZA REAL #275
BOCA RATON, FL 33432
United States
Phone: 646-334-7810