EMPIRICAL WEALTH MANAGEMENT, LLC
CRD #140103 SEC #801-66642 PORTLAND, OR 503-808-9005
SEC Registered
Total AUM
$182M
Discretionary
$173.6M
Employees
6
Clients
26
Accounts
733
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| EMPIRICAL WEALTH MANAGEMENT | DE | EMPIRICAL FINANCIAL SERVICES LLC | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | D | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCDERMOTT, MELISSA, DANIELLE | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (10)
AK AZ CA CO HI LA NV OR TX WA
Address
9755 SW BARNES ROADSUITE 210
PORTLAND, OR 97225
United States
Phone: 503-808-9005