GOTTBETTER CAPITAL MANAGEMENT, LP
CRD #140110 SEC #801-66511 NEW YORK, NY 212-400-6990
SEC Registered
Total AUM
$36M
Discretionary
$36M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOTTBETTER CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| GOTTBETTER CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| NAWAB, TAHIR, BABAR | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIMLAND, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOTTBETTER, ADAM, SPENCER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| GOTTBETTER, ADAM, SPENCER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOTTBETTER, ADAM, SPENCER | I | SPENCER INVESTMENT GROUP, INC. | E | Control |
| GOTTBETTER, ADAM, SPENCER | I | SPENCER INVESTMENT GROUP, INC. | E | Control |
| SPENCER INVESTMENT GROUP, INC. | DE | GOTTBETTER CAPITAL ADVISORS, LLC | E | Control |
| SPENCER INVESTMENT GROUP, INC. | DE | GOTTBETTER CAPITAL ADVISORS, LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Address
488 MADISON AVENUE12TH FLOOR
NEW YORK, NY 10022-5718
USA
Phone: 212-400-6990