SPICEWOOD OAKS ADVISORS, INC.
Legal name: COUCH HALLUM FINANCIAL GROUP
CRD #140136 SEC #801-79348 AUSTIN, TX 512-527-8411
SEC Registered
Total AUM
$194.5M
Discretionary
$193.3M
Employees
5
Clients
251
Accounts
825
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELL, AMBER, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
| COUCH, BARTON, LAKE | I | PRESIDENT/TREASURER/SECRETARY | E | Control |
Registrations
Federal
IA
Mar 29, 2017 REGISTERED
Notice Filings (2)
LA TX
Address
4810 SPICEWOOD SPRINGS ROADSUITE 210
AUSTIN, TX 78759
United States
Phone: 512-527-8411