ALAMO INVESTMENT ADVISORS, LLC
Legal name: ALAMO ASSET ADVISORS
CRD #140166 SEC #801-70582 SAN ANTONIO, TX 210-930-9000
SEC Registered
Total AUM
$238.7M
Discretionary
$188.7M
Employees
6
Clients
26
Accounts
1,765
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLIGHTLY, WILLARD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLIGHTLY, WILLARD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLIGHTLY, WILLARD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLIGHTLY, WILLARD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLIGHTLY, WILLARD, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMPTON, KELLY, GLEN | I | MANAGING MEMBER | E | Control |
| COMPTON, KELLY, GLEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| COMPTON, KELLY, GLEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| COMPTON, KELLY, GLEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| COMPTON, KELLY, GLEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| COMPTON, KELLY, GLEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| COMPTON, KELLY, GLEN | I | MANAGING MEMBER | E | Control |
| COMPTON, KELLY, GLEN | I | MANAGING MEMBER | E | Control |
| COMPTON, KELLY, GLEN | I | MANAGING MEMBER | E | Control |
| COMPTON, KELLY, GLEN | I | MANAGING MEMBER | E | Control |
| GOLIGHTLY, WILLARD, LEE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GOLIGHTLY, WILLARD, LEE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GOLIGHTLY, WILLARD, LEE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COMPTON, DARRELL, GENE | I | E & C WEALTH MANAGEMENT GROUP, LLC | C | Control |
| COMPTON, DARRELL, GENE | I | E & C WEALTH MANAGEMENT GROUP, LLC | C | Control |
| COMPTON, DARRELL, GENE | I | E & C WEALTH MANAGEMENT GROUP, LLC | C | Control |
| COMPTON, DARRELL, GENE | I | E & C WEALTH MANAGEMENT GROUP, LLC | C | Control |
| COMPTON, DARRELL, GENE | I | E & C WEALTH MANAGEMENT GROUP, LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
TX
Address
16500 SAN PEDRO, SUITE 410SAN ANTONIO, TX 78232
United States
Phone: 210-930-9000