CALVO FUNDS, LLC
CRD #140202 SEC #801-67413 MIAMI, FL 305-577-0995
SEC Registered Private Funds
Total AUM
$44.9M
Discretionary
$44.9M
Employees
1
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CEBALLOS, HECTOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| CEBALLOS, HECTOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUTIERREZ JUNCO, BEATRIZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ JUNCO, BEATRIZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, RAUL, (NMN) | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | NA | Control |
| LUMPUY, HELEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMPUY, HELEN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUMPUY, HELEN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUMPUY, HELEN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNOZ, MANUEL, PATRICIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNOZ, MANUEL, PATRICIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ALPHA CAPITAL INVESTMENTS, LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| ASC INVESTMENTS LLC | DE | MEMBER | D | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | D | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | D | Control |
| CALVO, ALEX | I | CHIEF INVESTMENT OFFICER | D | Control |
| HENRIQUEZ, RAUL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| HENRIQUEZ, RAUL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| HENRIQUEZ, RAUL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| HENRIQUEZ, VICTOR, MANUEL | I | MANAGING PARTNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REV TRUST (RH TRUSTEE) | DE | R-HENRIQUEZ HOLDINGS LC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R-HENRIQUEZ HOLDINGS | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST | DE | ASC INVESTMENTS ,LLC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE) | DE | V-HENRIQUEZ HOLDINGS LC | E | Control |
| VICTOR HENRIQUEZ REVOCABLE TRUST | DE | V-HENRIQUEZ HOLDINGS | E | Control |
| ALPHA CAPITAL HOLDINGS ,LLC | DE | ALPHA CAPITAL INVESTMENTS,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| R-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
| V-HENRIQUEZ HOLDINGS LC | DE | ALPHA CAPITAL HOLDINGS ,LLC | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
FL
Address
777 BRICKELL AVESUITE 1010
MIAMI, FL 33131
United States
Phone: 305-577-0995