AG FINANCIAL, LLC
Legal name: AG FINANCIAL
CRD #140226 SEC #801-66579 SALT LAKE CITY, UT 801-990-3470
SEC Registered
Total AUM
$105.3M
Discretionary
$104.9M
Employees
2
Clients
0
Accounts
418
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAHAM, AARON, BRIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 27, 2025 REGISTERED
Notice Filings (5)
AZ CA TX UT WA
Address
2825 EAST COTTONWOOD PARKWAYSUITE 500
SALT LAKE CITY, UT 84121
United States
Phone: 801-990-3470