JIM POE AND ASSOCIATES INC.
CRD #140232 SEC #801-71822 FT. WORTH, TX 817-569-7600
SEC Registered Private Funds Disclosures
Total AUM
$33.4M
Discretionary
$33M
Employees
6
Clients
251
Accounts
300
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 17, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, JAMES, EMORY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B | |
| POE, DAUPHINAIS, MARIE | I | DIRECTOR | B |
Registrations
Federal
IA
May 17, 2012 REGISTERED
Notice Filings (1)
TX
Address
6040 CAMP BOWIE BLVD. SUITE 3FT. WORTH, TX 76116
United States
Phone: 817-569-7600