RIA Intelligence

SAFIR CAPITAL, LLC

CRD #140239 SEC #801-66616 WILTON, CT 203-423-0005
SEC Registered
Total AUM
$47.4M
Discretionary
$47.4M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BASILE, DAVID, CHARLESIMANAGER/SENIOR PORTFOLIO MANAGERNA Control
BASILE, DAVID, CHARLESIMANAGER/SENIOR PORTFOLIO MANAGERNA Control
BASILE, RICHARD, SIMONICHIEF COMPLIANCE OFFICERNA Control
BASILE, RICHARD, SIMONICHIEF COMPLIANCE OFFICERNA Control
DONOHUE, AMY, EDELMANNICHIEF FINANCIAL OFFICERNA Control
D.C. BASILE MANAGEMENT, LLCDEMEMBER/OWNERE Control
D.C. BASILE MANAGEMENT, LLCDEMEMBER/OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BASILE, DAVID, CHARLESID.C. BASILE MANAGEMENT, LLCE Control
BASILE, DAVID, CHARLESID.C. BASILE MANAGEMENT, LLCE Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (1)

CT

Address

15 RIVER ROAD
SUITE 220
WILTON, CT 6897
USA
Phone: 203-423-0005