MINTZ, STEPHEN M.
Legal name: STEPHEN M. MINTZ DBA STEPHEN M. MINTZ, FEE-ONLY FINANCIAL CONSUL
CRD #140245 SEC #801-69592 MONROE, LA 318-325-5090
SEC Registered Disclosures
Total AUM
$15.2M
Discretionary
$15.2M
Employees
1
Clients
101
Accounts
142
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2017 | $14.7M | $14.7M | $0 | 1 | 26 |
| Sep 2016 | $15.2M | $15.2M | $0 | 1 | 200 |
| Mar 2016 | $118.8M | $16.5M | $102.3M | 0 | 200 |
| Mar 2015 | $123.9M | $15.8M | $108M | 0 | 200 |
| Mar 2014 | $121.5M | $16.6M | $104.9M | 0 | 200 |
| Mar 2013 | $119.5M | $15.9M | $103.6M | 0 | 197 |
| Mar 2012 | $139.3M | $26.7M | $112.6M | 1 | 150 |
| Jul 2011 | $26.2M | $26.2M | $0 | 5 | -- |
| Mar 2011 | $26.2M | $26.2M | $0 | 5 | -- |
| Mar 2011 | $26.2M | $26.2M | $0 | 5 | -- |
| Mar 2009 | $26.1M | $26.1M | $0 | 5 | -- |
DateMar 2017
Total AUM$14.7M
Discretionary$14.7M
Non-Disc.$0
Employees1
Clients26
DateSep 2016
Total AUM$15.2M
Discretionary$15.2M
Non-Disc.$0
Employees1
Clients200
DateMar 2016
Total AUM$118.8M
Discretionary$16.5M
Non-Disc.$102.3M
Employees0
Clients200
DateMar 2015
Total AUM$123.9M
Discretionary$15.8M
Non-Disc.$108M
Employees0
Clients200
DateMar 2014
Total AUM$121.5M
Discretionary$16.6M
Non-Disc.$104.9M
Employees0
Clients200
DateMar 2013
Total AUM$119.5M
Discretionary$15.9M
Non-Disc.$103.6M
Employees0
Clients197
DateMar 2012
Total AUM$139.3M
Discretionary$26.7M
Non-Disc.$112.6M
Employees1
Clients150
DateJul 2011
Total AUM$26.2M
Discretionary$26.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2011
Total AUM$26.2M
Discretionary$26.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2011
Total AUM$26.2M
Discretionary$26.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2009
Total AUM$26.1M
Discretionary$26.1M
Non-Disc.$0
Employees5
Clients--