FIRST ALLIED ASSET MANAGEMENT
CRD #140292 SEC #801-67188 SAN DIEGO, CA 866-299-4864
SEC Registered
Total AUM
$691.4M
Discretionary
$611.8M
Employees
11
Clients
0
Accounts
4,970
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2015 | $9M | $9M | $0 | 15 | 5,200 |
| Jun 2015 | $1.1B | $1B | $50.2M | 15 | 5,200 |
| Jun 2015 | $1.1B | $1B | $50.2M | 15 | 5,200 |
| May 2015 | $1.1B | $1B | $50.2M | 15 | 5,200 |
| Mar 2015 | $1.1B | $1B | $50.2M | 15 | 5,200 |
| Jan 2015 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| Nov 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| Sep 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| Aug 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| May 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| May 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| Mar 2014 | $1B | $956.7M | $59.5M | 15 | 5,000 |
| Nov 2013 | $798.1M | $730.7M | $67.4M | 14 | 4,000 |
| Oct 2013 | $798.1M | $730.7M | $67.4M | 14 | 4,000 |
| Jul 2013 | $798.1M | $730.7M | $67.4M | 14 | 4,000 |
| Apr 2013 | $798.1M | $730.7M | $67.4M | 14 | 4,000 |
| Jan 2013 | $735.9M | $667.7M | $68.2M | 14 | 3,900 |
| Jan 2013 | $735.9M | $667.7M | $68.2M | 14 | 3,900 |
| Jan 2013 | $735.9M | $667.7M | $68.2M | 14 | 1 |
| Jan 2013 | $735.9M | $667.7M | $68.2M | 14 | 1 |
| Dec 2012 | $735.9M | $667.7M | $68.2M | 14 | 1 |
| Sep 2012 | $691.4M | $611.8M | $79.6M | 11 | 1 |
| Jun 2012 | $691.4M | $611.8M | $79.6M | 11 | 1 |
| Apr 2012 | $691.4M | $611.8M | $79.6M | 11 | 1 |
| Mar 2012 | $691.4M | $611.8M | $79.6M | 11 | 1 |
| Mar 2012 | $691.4M | $611.8M | $79.6M | 11 | 1 |
| Jan 2012 | $755.7M | $745.6M | $10.1M | 11 | 1 |
| Dec 2011 | $755.7M | $745.6M | $10.1M | 11 | 1 |
| Nov 2011 | $755.7M | $745.6M | $10.1M | 11 | 1 |
| Jul 2011 | $755.7M | $745.6M | $10.1M | -- | -- |
| Mar 2011 | $755.7M | $745.6M | $10.1M | -- | -- |
| Dec 2010 | $545.3M | $540.1M | $5.2M | -- | -- |
| Dec 2010 | $545.3M | $540.1M | $5.2M | -- | -- |
| Jun 2010 | $545.3M | $540.1M | $5.2M | -- | -- |
| Jul 2009 | $330.8M | $327.2M | $3.7M | -- | -- |
| Jun 2009 | $330.8M | $327.2M | $3.7M | -- | -- |
| Mar 2008 | $51.2M | $51.2M | $0 | 10 | -- |
| Dec 2007 | $51.2M | $51.2M | $0 | 10 | -- |
| Aug 2007 | $51.2M | $51.2M | $0 | 10 | -- |
| May 2007 | $35.2M | $35.2M | $0 | 5 | -- |
| Apr 2007 | $6.1M | $6.1M | $0 | 5 | -- |
| Mar 2007 | $6.1M | $6.1M | $0 | 5 | -- |
| Feb 2007 | $0 | $0 | $0 | 5 | -- |
| Feb 2007 | $0 | $0 | $0 | 5 | -- |
| Jan 2007 | $0 | $0 | $0 | 5 | -- |
| Jan 2007 | $0 | $0 | $0 | 5 | -- |
| Nov 2006 | $0 | $0 | $0 | 5 | -- |
DateJun 2015
Total AUM$9M
Discretionary$9M
Non-Disc.$0
Employees15
Clients5,200
DateJun 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees15
Clients5,200
DateJun 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees15
Clients5,200
DateMay 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees15
Clients5,200
DateMar 2015
Total AUM$1.1B
Discretionary$1B
Non-Disc.$50.2M
Employees15
Clients5,200
DateJan 2015
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateNov 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateSep 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateAug 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateMay 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateMay 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateMar 2014
Total AUM$1B
Discretionary$956.7M
Non-Disc.$59.5M
Employees15
Clients5,000
DateNov 2013
Total AUM$798.1M
Discretionary$730.7M
Non-Disc.$67.4M
Employees14
Clients4,000
DateOct 2013
Total AUM$798.1M
Discretionary$730.7M
Non-Disc.$67.4M
Employees14
Clients4,000
DateJul 2013
Total AUM$798.1M
Discretionary$730.7M
Non-Disc.$67.4M
Employees14
Clients4,000
DateApr 2013
Total AUM$798.1M
Discretionary$730.7M
Non-Disc.$67.4M
Employees14
Clients4,000
DateJan 2013
Total AUM$735.9M
Discretionary$667.7M
Non-Disc.$68.2M
Employees14
Clients3,900
DateJan 2013
Total AUM$735.9M
Discretionary$667.7M
Non-Disc.$68.2M
Employees14
Clients3,900
DateJan 2013
Total AUM$735.9M
Discretionary$667.7M
Non-Disc.$68.2M
Employees14
Clients1
DateJan 2013
Total AUM$735.9M
Discretionary$667.7M
Non-Disc.$68.2M
Employees14
Clients1
DateDec 2012
Total AUM$735.9M
Discretionary$667.7M
Non-Disc.$68.2M
Employees14
Clients1
DateSep 2012
Total AUM$691.4M
Discretionary$611.8M
Non-Disc.$79.6M
Employees11
Clients1
DateJun 2012
Total AUM$691.4M
Discretionary$611.8M
Non-Disc.$79.6M
Employees11
Clients1
DateApr 2012
Total AUM$691.4M
Discretionary$611.8M
Non-Disc.$79.6M
Employees11
Clients1
DateMar 2012
Total AUM$691.4M
Discretionary$611.8M
Non-Disc.$79.6M
Employees11
Clients1
DateMar 2012
Total AUM$691.4M
Discretionary$611.8M
Non-Disc.$79.6M
Employees11
Clients1
DateJan 2012
Total AUM$755.7M
Discretionary$745.6M
Non-Disc.$10.1M
Employees11
Clients1
DateDec 2011
Total AUM$755.7M
Discretionary$745.6M
Non-Disc.$10.1M
Employees11
Clients1
DateNov 2011
Total AUM$755.7M
Discretionary$745.6M
Non-Disc.$10.1M
Employees11
Clients1
DateJul 2011
Total AUM$755.7M
Discretionary$745.6M
Non-Disc.$10.1M
Employees--
Clients--
DateMar 2011
Total AUM$755.7M
Discretionary$745.6M
Non-Disc.$10.1M
Employees--
Clients--
DateDec 2010
Total AUM$545.3M
Discretionary$540.1M
Non-Disc.$5.2M
Employees--
Clients--
DateDec 2010
Total AUM$545.3M
Discretionary$540.1M
Non-Disc.$5.2M
Employees--
Clients--
DateJun 2010
Total AUM$545.3M
Discretionary$540.1M
Non-Disc.$5.2M
Employees--
Clients--
DateJul 2009
Total AUM$330.8M
Discretionary$327.2M
Non-Disc.$3.7M
Employees--
Clients--
DateJun 2009
Total AUM$330.8M
Discretionary$327.2M
Non-Disc.$3.7M
Employees--
Clients--
DateMar 2008
Total AUM$51.2M
Discretionary$51.2M
Non-Disc.$0
Employees10
Clients--
DateDec 2007
Total AUM$51.2M
Discretionary$51.2M
Non-Disc.$0
Employees10
Clients--
DateAug 2007
Total AUM$51.2M
Discretionary$51.2M
Non-Disc.$0
Employees10
Clients--
DateMay 2007
Total AUM$35.2M
Discretionary$35.2M
Non-Disc.$0
Employees5
Clients--
DateApr 2007
Total AUM$6.1M
Discretionary$6.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$6.1M
Discretionary$6.1M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJan 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJan 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateNov 2006
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--