THE ADVISORS GROUP, INC.

CRD #14035 SEC #801-21679 BETHESDA, MD 800-777-1500

SEC Registered Broker-Dealer

Total AUM

$264M

Discretionary

$50M

Employees

Clients

Accounts

1,350

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 22, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARIAS, BEVERLY BLANCHE	I	VICE PRESIDENT, SALES AND MARKETING	NA
ARIAS, BEVERLY BLANCHE	I	VICE PRESIDENT, SALES AND MARKETING	NA
ARIAS, BEVERLY BLANCHE	I	VICE PRESIDENT, SALES AND MARKETING	NA
ARITURK, HALUK	I	DIRECTOR	NA	Control
ARITURK, HALUK	I	DIRECTOR	NA	Control
BARRY, MICHELLE ANNE	I	VICE PRESIDENT, ADVISORY SERVICES	NA
BARRY, MICHELLE ANNE	I	VICE PRESIDENT, ADVISORY SERVICES	NA
BARRY, MICHELLE ANNE	I	VICE PRESIDENT, ADVISORY SERVICES	NA
CLYDE, ROBERT WILLIAM	I	EXECUTIVE VICE PRESIDENT	NA	Control
CLYDE, ROBERT WILLIAM	I	EXECUTIVE VICE PRESIDENT	NA	Control
DEARDEN, MARSHALL ALAN	I	AVP, TRADING AND INTERNAL CONTROLS & SROP	NA
DEARDEN, MARSHALL ALAN	I	AVP, TRADING AND INTERNAL CONTROLS & SROP	NA
DEARDEN, MARSHALL ALAN	I	AVP, TRADING AND INTERNAL CONTROLS & SROP	NA
GLAZER, DAVID ANDREW	I	REGIONAL VICE PRESIDENT	NA
GLAZER, DAVID ANDREW	I	REGIONAL VICE PRESIDENT	NA
GLAZER, DAVID ANDREW	I	REGIONAL VICE PRESIDENT	NA	Control
GLAZER, DAVID ANDREW	I	REGIONAL VICE PRESIDENT	NA
GLAZER, DAVID ANDREW	I	REGIONAL VICE PRESIDENT	NA	Control
GREBENSTEIN, SCOTT ALBERT	I	VICE PRESIDENT, PRODUCT DEVELOPMENT	NA	Control
GREBENSTEIN, SCOTT ALBERT	I	VICE PRESIDENT, PRODUCT DEVELOPMENT	NA	Control
GREBENSTEIN, SCOTT ALBERT	I	SR. VICE PRESIDENT, PRODUCT DEVELOPMENT & FINOP	NA	Control
GREBENSTEIN, SCOTT ALBERT	I	SR. VICE PRESIDENT, PRODUCT DEVELOPMENT & FINOP	NA	Control
GRIMMER, MICHAEL ARTHUR	I	VICE PRESIDENT AND SROP	NA
GRIMMER, MICHAEL ARTHUR	I	VICE PRESIDENT AND SROP	NA
HARVEY, JAMES E.	I	VICE PRESIDENT	NA
HARVEY, JAMES E.	I	VICE PRESIDENT	NA
HARVEY, JAMES EDWARD	I	HONORARY DIRECTOR	NA
HARVEY, JAMES EDWARD	I	HONORARY DIRECTOR	NA
HARVEY, JAMES EDWARD	I	HONORARY DIRECTOR	NA
HEILMAN, CHERYL LYNN	I	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	NA
HEILMAN, CHERYL LYNN	I	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	NA
HEILMAN, CHERYL LYNN	I	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	NA
HITCHCOCKGEAR, SALENE MARIE	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
HITCHCOCKGEAR, SALENE MARIE	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
HITCHCOCKGEAR, SALENE MARIE	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
HITCHCOCKGEAR, SALENE MARIE	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
HITCHCOCKGEAR, SALENE MARIE	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
MARQUEZ, KRISTIAN JAMES	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
NASON, CHARLES TUCKEY	I	CHAIRMAN OF BOARD OF DIRECTORS	NA	Control
NASON, CHARLES TUCKEY	I	CHAIRMAN OF BOARD OF DIRECTORS	NA	Control
NASON, CHARLES TUCKEY	I	CHAIRMAN OF BOARD OF DIRECTORS	NA	Control
NASON, CHARLES TUCKEY	I	CHAIRMAN OF BOARD OF DIRECTORS	NA	Control
NASON, CHARLES TUCKEY	I	CHAIRMAN OF BOARD OF DIRECTORS	NA	Control
OWENS, BRIAN JOHN	I	SENIOR VICE PRESIDENT	NA	Control
OWENS, BRIAN JOHN	I	SENIOR VICE PRESIDENT	NA	Control
OWENS, BRIAN JOHN	I	HONORARY DIRECTOR	NA	Control
OWENS, BRIAN JOHN	I	HONORARY DIRECTOR	NA	Control
OWENS, BRIAN JOHN	I	HONORARY DIRECTOR	NA	Control
SANDS, ROBERT JOHN HAMILTON	I	DIRECTOR	NA	Control
SANDS, ROBERT JOHN HAMILTON	I	DIRECTOR	NA	Control
SANDS, ROBERT JOHN HAMILTON	I	DIRECTOR	NA	Control
SANDS, ROBERT JOHN HAMILTON	I	DIRECTOR	NA	Control
SANDS, ROBERT JOHN HAMILTON	I	DIRECTOR	NA	Control
SNYDER, REX BALES	I	VICE PRESIDENT AND CROP	NA
SNYDER, REX BALES	I	VICE PRESIDENT AND CROP	NA
SNYDER, REX BALES	I	VICE PRESIDENT, CHIEF SUPERVISORY OFFICER	NA
SNYDER, REX BALES	I	VICE PRESIDENT, CHIEF SUPERVISORY OFFICER	NA
SNYDER, REX BALES	I	VICE PRESIDENT, CHIEF SUPERVISORY OFFICER	NA
WOODWARD, WILLIAM DAVID	I	ASSISTANT VICE PRESIDENT AND FINOP	NA
WOODWARD, WILLIAM DAVID	I	ASSISTANT VICE PRESIDENT AND FINOP	NA
ACACIA FINANCIAL CORP.	DE	SHAREHOLDER/ HOLDING COMPANY	E	Control
ACACIA FINANCIAL CORP.	DE	SHAREHOLDER/ HOLDING COMPANY	E	Control
ACACIA FINANCIAL CORP.	DE	SHAREHOLDER/ HOLDING COMPANY	E	Control
AMAL CORPORATION	DE	100% OWNER OF THE ADVISORS GROUP, INC.	E	Control
AMAL CORPORATION	DE	100% OWNER OF THE ADVISORS GROUP, INC.	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership
ACACIA LIFE INSURANCE COMPANY	DE	ACACIA FNANCIAL CORP.	F
ACACIA LIFE INSURANCE COMPANY	DE	ACACIA FNANCIAL CORP.	F
ACACIA LIFE INSURANCE COMPANY	DE	ACACIA FNANCIAL CORP.	F
AMERITAS ACACIA MUTUAL HOLDING COMPANY	DE	AMERITAS HOLDING COMPANY	F
AMERITAS ACACIA MUTUAL HOLDING COMPANY	DE	AMERITAS HOLDING COMPANY	F
AMERITAS ACACIA MUTUAL HOLDING COMPANY	DE	AMERITAS HOLDING COMPANY	F
AMERITAS HOLDING COMPANY	DE	ACACIA LIFE INSURANCE COMPANY	F
AMERITAS HOLDING COMPANY	DE	ACACIA LIFE INSURANCE COMPANY	F
AMERITAS HOLDING COMPANY	DE	ACACIA LIFE INSURANCE COMPANY	F
AMERITAS ACACIA MUTUAL HOLDING COMPANY	DE	AMERITAS HOLDING COMPANY	E
AMERITAS ACACIA MUTUAL HOLDING COMPANY	DE	AMERITAS HOLDING COMPANY	E
AMERITAS HOLDING COMPANY	DE	AMERITAS LIFE INSURANCE CORP	E
AMERITAS HOLDING COMPANY	DE	AMERITAS LIFE INSURANCE CORP	E
AMERUS GROUP CO.	DE	AMERUS LIFE INSURANCE COMPANY	E
AMERUS GROUP CO.	DE	AMERUS LIFE INSURANCE COMPANY	E
AMERITAS LIFE INSURANCE CORP	DE	AMAL CORPORATION	D
AMERITAS LIFE INSURANCE CORP	DE	AMAL CORPORATION	D
AMERUS LIFE INSURANCE COMPANY	DE	AMAL CORPORATION	C
AMERUS LIFE INSURANCE COMPANY	DE	AMAL CORPORATION	C

Registrations

Federal

Mar 22, 2002 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

7315 WISCONSIN AVENUE
BETHESDA, MD 20814

Phone: 800-777-1500