PENSION PERFORMANCE ADVISORS, LLC
CRD #140352 SEC #801-66759 LAGUNA HILLS, CA 949-831-6311
SEC Registered
Total AUM
$34M
Discretionary
$34M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VIGIL, PHILLIP, SCOTT | I | CIO | NA | |
| MAZER, HOWARD, BARRY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| MAZER, HOWARD, BARRY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| MAZER, HOWARD, BARRY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| MAZER, HOWARD, BARRY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| GOTTFRIED, MICHAEL, ADAM | I | MEMBER | B | |
| KIRTLAND, PETER, WERNER | I | MEMBER | B | |
| OLSON, JAMES, JOHN | I | MEMBER | B | |
| VIGIL, PHILLIP, SCOTT | I | CIO, MEMBER | B | |
| VIGIL, PHILLIP, SCOTT | I | CIO, MEMBER | B | |
| VIGILANT WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | B | |
| CANTO, VICTOR, ANTONIO | I | MEMBER | A | |
| CANTO, VICTOR, ANTONIO | I | SECRETARY, SHAREHOLDER | A | |
| CANTO, VICTOR, ANTONIO | I | MEMBER | A | |
| CANTO, VICTOR, ANTONIO | I | SECRETARY, SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VIGIL, PHILLIP, SCOTT | I | VIGILANT WEALTH MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
CA
Address
23046 AVENIDA DE LA CARLOTA3RD FLOOR
LAGUNA HILLS, CA 92653
USA
Phone: 949-831-6311