MAUREEN A. WHELAN
Legal name: M.A. WHELAN FINANCIAL PLANNING
CRD #140357 SEC #801-122165 CORTLANDT MANOR, NY (914) 257-3446
SEC Registered
Total AUM
$58.7M
Discretionary
$58.7M
Employees
1
Clients
26
Accounts
130
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, MAUREEN, ANN | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 5, 2025 REGISTERED
Notice Filings (1)
NY
Address
2127 CROMPOND ROADSUITE 104C
CORTLANDT MANOR, NY 10567
United States
Phone: (914) 257-3446