P.A. HEATH & ASSOCIATES, INC.
Legal name: PATRICIA A. HEATH & ASSOCIATES, INC.
CRD #140389 SEC #801-67849 NORTHFIELD, IL 847-446-9920
SEC Registered
Total AUM
$44.6M
Discretionary
$44.6M
Employees
1
Clients
101
Accounts
212
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HEATH, PATRICIA, ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2012 REGISTERED
Notice Filings (2)
IL TX
Address
400 CENTRAL AVENUESUITE 100/120
NORTHFIELD, IL 60093
United States
Phone: 847-446-9920